Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Norbert Filian (Equitable Advisors) Complaints Report

At Haselkorn & Thibaut, P.A., our sole focus is on representing investors who have suffered financial losses due to investment fraud, misrepresentation, or unsuitable financial advice. We are currently reviewing publicly available information involving Norbert Helmut Filian, a financial advisor affiliated with Equitable Advisors, based in Rolling Meadows, Illinois. Mr. Filian has been the subject […]

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Lacey Neuman Faces Misconduct Allegations in NYLIFE Securities’ Annuity Switch Case

Lacey Neuman, a broker associated with NYLife Securities LLC, is currently facing allegations of misconduct related to the recommendation of replacing a client’s surrender charge-free variable annuity with two fixed annuities in May 2023. The customer alleges that this recommendation resulted in a new surrender charge schedule and additional fees. Customer seeks rescission and restoration

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Former Advisor Dan Droeg Facing Allegations of Fund Misappropriation Under United Planners’ Scrutiny

Dan Droeg, a former broker and investment advisor with United Planners’ Financial Services of America, is currently facing allegations of misappropriating client funds. The alleged activity occurred between July 2009 and April 2016, according to a pending customer dispute filed on February 6, 2024. The case involves variable annuity products and is currently under investigation

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Investment Advisor Jack Thacker Face Allegations Over Unsuitable Investments at Realta Equities, Inc.

Jack Thacker, a broker and investment advisor associated with Realta Equities, Inc. (CRD 23769), is currently facing allegations of unsuitable investments in a pending customer dispute filed on February 6, 2024. The claimant alleges that Thacker made inappropriate investment recommendations, specifically in alternative investments, resulting in substantial financial losses. The exact amount of damages requested

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John Howell and NYLIFE Securities Face Investigation by Haselkorn & Thibaut

John Howell, a broker associated with NYLife Securities LLC, is currently facing allegations from a customer regarding the recommendation to replace a surrender charge-free variable annuity with two fixed annuities in May 2023. The customer claims that this change resulted in a new surrender charge schedule and additional fees, prompting them to request the rescission

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