Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Joseph O’Shea of Spartan Capital Faces Allegations of Excessive Trading

Joseph O’Shea, a broker associated with Spartan Capital Securities, LLC, is facing allegations of excessive trading and commissions from July 2023 through February 2024. The customer dispute, which was recently closed with no action taken, has raised concerns among investors about the potential for financial advisor malpractice. According to the disclosure on O’Shea’s FINRA BrokerCheck

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Former UBS Advisor Ricardo Uliambre Accused of Funds Misappropriation

Ricardo Uliambre, a former Financial Advisor at UBS Financial Services Inc., is currently facing allegations of misappropriating client funds. According to a pending customer dispute filed on February 5, 2024, a client alleges that she loaned Uliambre $25,000 four years ago and has not recovered her money. The alleged misconduct occurred between March 4, 2019,

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Brian Maners of OSAIC Institutions Accused of Paperwork Error Leading to Client Losses

Brian Maners, a registered representative with OSAIC Institutions, Inc., is currently facing allegations of representative error on paperwork, causing a delay in transferring assets and subjecting his client’s accounts to market losses. The customer dispute, filed on February 5, 2024, is currently pending resolution and involves fixed annuities and mutual funds. According to the disclosure

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Annuity Misrepresentation Dispute Filed Against Celia Scott At LPL Financial LLC

In a recent development, a customer dispute has been filed against Celia Scott, a broker and investment advisor associated with LPL Financial LLC (CRD 6413) in Texas. The complaint, dated February 5, 2024, alleges misrepresentation of an annuity income benefit. The customer’s claim for damages was denied by the firm, stating that the complaint was

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