Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Former Flagstaff Broker Dharmesh Vora Barred for Investment Violations

SEC Action Against Dharmesh Vora The Securities and Exchange Commission took strong action against Dharmesh Vora and his firm, Vora Wealth Management. After a 13-month investigation ending September 16, 2024, the SEC barred Vora from the investment industry for three years. We found this case alarming because Vora breached his fiduciary duty to clients. The […]

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Osaic Wealth: Regulatory Actions and Investor Information

Osaic Wealth has experienced an increase in disclosure events over recent years. Records show the firm currently has 86 disclosure events, including 48 regulatory actions and 31 arbitrations. This pattern of regulatory challenges has raised concerns among investors and industry watchdogs about the company’s compliance frameworks and investor protection measures. The firm has faced regulatory

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Investment Advisor Joshua Swartz Faces Haselkorn & Thibaut Investigation Over Misconduct Allegations

Joshua Swartz, a registered investment advisor, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of misconduct. The firm, with offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who may have suffered losses due to Swartz’s actions. Investment fraud and

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Robert Murphy From Invesco Implicated In Fund Misappropriation Allegations

Robert Murphy, a former registered representative of Invesco Distributors, Inc., has been implicated in an alleged misappropriation of funds totaling $30,000. The complaint, filed by a non-Invesco customer on February 8, 2024, claims that Murphy was involved in a scheme to steal funds from the customer and their associate in October 2021, prior to his

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