Richard Acker of Centaurus Financial Accused in Pending Customer Complaint
In a recent development, a customer has filed a complaint against Richard Acker, a registered representative of Centaurus Financial, Inc.
In a recent development, a customer has filed a complaint against Richard Acker, a registered representative of Centaurus Financial, Inc.
Burton Bartlett, a broker associated with Landolt Securities, Inc. (CRD 28352), is facing allegations of unsuitable investment recommendations related to
Cynthia Giovacchino, a broker and investment advisor with SAIC Institutions, Inc., is currently facing allegations of misrepresenting structured barrier notes
Roman Sazonov, a financial advisor associated with Raymond James & Associates, Inc., is currently under investigation by Haselkorn & Thibaut,