Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Sandeep Varma of Avantax Under Scrutiny for Alleged Unsuitable Investment Recommendation

Sandeep Varma, a broker and investment advisor with Avantax Investment Services, Inc., is currently facing a pending customer dispute, according to his FINRA BrokerCheck record. The complaint, filed on February 8, 2024, alleges that an investment made in 2014 was unsuitable for the customer’s investment objectives and risk tolerance. The investment in question is a […]

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LPL Financial’s Tammy Paquette Faces Allegations of Unsuitable Investment Recommendations

LPL Financial LLC and its broker, Tammy Paquette, are currently facing allegations of unsuitable investment recommendations made to customers in 2013. The customers claim that the investments, which involved real estate securities, were not aligned with their investment objectives and risk tolerances. According to a recent study by the Forbes Finance Council, unsuitable investment recommendations

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Stephen Bush from Capital Investment Group Faces Unsuitability Allegations Over 2014 Investments

Stephen Bush, a broker and investment advisor associated with Capital Investment Group, Inc., is currently facing allegations from customers who claim that investments made in 2014 were unsuitable for their investment objectives and risk tolerance. The dispute, which is still pending, revolves around real estate securities and has been disclosed by LPL Financial LLC. According

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LPL Financial’s Jason Norton Faces Allegations Over Unsuitable Investments

Jason Norton, a broker and investment advisor currently employed by LPL Financial LLC, is facing allegations of unsuitable investments made for a customer in 2014. The customer dispute, filed on February 8, 2024, claims that the investments were not in line with the customer’s investment objectives and risk tolerance. The case is currently pending resolution.

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