Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Heather Serna from Wells Fargo Faces Unauthorized Securities Sale Allegations

Heather Serna, a financial advisor associated with Wells Fargo Clearing Services, LLC, faces allegations of selling securities without proper authorization. The customer complaint, filed on October 23, 2023, and denied on February 8, 2024, revolves around the unauthorized sale of mutual funds received in kind. As the investigation unfolds, investors are left wondering about the […]

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Kenneth Wright and OSAIC Institutions Face Pending Customer Dispute Over Unsuitable Investment

Kenneth Wright, a broker and investment advisor associated with OSAIC Institutions, Inc. (CRD 35371) in Tennessee, is facing a pending customer dispute filed on February 8, 2024. The customer alleges that an investment made in 2014, a real estate security, was unsuitable for their investment objectives and risk tolerance. Wright, who has been in the

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Jason Martin of Ameriprise Under Investigation for Unsuitable Investments

Jason Martin, a former broker with Ameriprise Financial Services, LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, for allegedly making unsuitable investments for a client. The customer dispute, filed on February 8, 2024, claims that an investment made in 2014 was not appropriate for the customer’s investment objectives

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Investor Files Complaint Against LPL Financial Advisor Mario Barone, Claims Unsuitable Real Estate Investments

In a recent development, a customer has filed a complaint against Mario Barone, a broker and investment advisor associated with LPL Financial LLC (CRD 6413) in Texas. The allegations, which are currently pending resolution, revolve around investments made between 2013 and 2014. The customer claims that these investments were unsuitable for their investment objectives and

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