LPL Financial and Advisor Douglas Johnson Face Serious Customer Dispute Allegation
LPL Financial LLC and financial advisor Douglas Johnson are facing a serious customer dispute allegation, according to the advisor’s FINRA BrokerCheck record. The complaint, filed on March 26, 2024, and currently pending resolution, alleges that Johnson failed to advise the customer that a recommended annuity would rebalance to a more conservative strategy over time, resulting […]
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