Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Cara Miller of ProEquities Faces Allegations of Unsuitable Investment Recommendation

In a recent development, a serious allegation has been made against Cara Miller, a former broker at ProEquities, Inc. (CRD 15708), who was registered with the firm from May 15, 2006, to September 11, 2020. The customer dispute, filed on March 28, 2024, alleges that Miller made an unsuitable recommendation for the purchase of an […]

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Charles Kenahan of LPL Financial Accused of Serious Misconduct

In a shocking turn of events, Charles Kenahan, a financial advisor associated with LPL Financial, has been accused of serious misconduct. According to the allegations, Kenahan engaged in unauthorized trading, misrepresentation, and unsuitable investment recommendations, putting his clients’ financial well-being at risk. As the details of this case unfold, investors are left wondering about the

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UBS Fined For Supervisory Lapses In Robert Turner Case

UBS Wealth Management USA got hit with an $850,000 fine from the Financial Industry Regulatory Authority (FINRA) for dropping the ball on supervising former broker Robert E. Turner. From September 2010 to July 2021, UBS failed to monitor Turner’s activities closely enough, including recommending an unauthorized outside investment to his clients. The compliance failures were pretty glaring—UBS’s

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Richard Rustic and Commonwealth Financial Network Face Fiduciary Duty Breach Accusations

In a recent development, a serious allegation has been brought forward against Richard Rustic, a broker and investment advisor associated with Commonwealth Financial Network (CRD 8032). The case, filed under the reference number HHD-CV22-6153616-5, involves the daughter of a deceased client who alleges that Rustic breached his fiduciary duty by allowing the decedent to sign

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