Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Shocking Allegations Against Mark Elias of UBS Financial- What You Need to Know

The allegations surrounding financial advisor Mark Elias of UBS Financial Services Inc. are of a grave nature. The claimant alleges unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. The case is currently pending and the alleged damages amount to a staggering $700,000. The timeframe for these allegations […]

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A Step-by-Step Guide on Filing a Formal Complaint Against Your Financial Advisor – Everything You Need to Know about Complaints Against Financial Advisors

Navigating the financial world can be as tricky as sailing stormy seas, especially when it feels like your trusted guide – your financial advisor or broker – has led you astray. Whether you’re dealing with misinformation, unsuitable investment recommendations, or other unethical practices, knowing how to hold these professionals accountable is crucial to protecting your

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Discover Terri Fassi’s Alleged High-Risk Investment Scandal at Centaurus Financial Inc.

Investment allegations are a serious matter that can have significant financial and reputational consequences for both advisors and investors. This article will discuss a pending customer dispute against Terri Fassi, a Registered Representative of Centaurus Financial, Inc. (CRD 30833) under the case number 23-02342. The allegation, filed on 9/1/2023, accuses Fassi of recommending a high-risk,

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The Ultimate Guide to Financial Advisor Search: Finding the Right Advisor for You

Embarking on the journey to secure your financial future can often feel like navigating through a labyrinth of options, each promising a path to prosperity. With an array of investment strategies and products in the marketplace, pinpointing the optimal choice for your unique situation mandates discernment and expertise. My tenure in wealth management equips me

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Fraud Allegation Shock: Frank Kuiper Under Investigation by Concorde Investment Services, LLC

Investors entrust their hard-earned money to financial advisors with the expectation of responsible management and sound advice. However, when allegations of malpractice surface, it’s a serious matter that deserves immediate attention. One such allegation has been brought against Frank Kuiper, a broker and investment advisor with Concorde Investment Services, LLC. The complaint, pending since September

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