Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

What is the biggest investment fraud?

Understanding FINRA Arbitrator Compensation: Honorarium and Payment Structure

Have you ever wondered how FINRA arbitrators are compensated for their services provided? It’s a fact that the Financial Industry Regulatory Authority (FINRA) pays an honorarium to these professionals from fees collected from dispute resolution parties. This blog post will break down the details of this compensation system, including hearing and decision-making fees, chairperson duties, […]

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What is investment fraud called?

Understanding the Role of CRD in Broker-Dealer Registration

Are you struggling to navigate the complicated world of broker-dealer registration? You should know that the Central Registration Depository (CRD) plays an instrumental role in this process. This article will unravel the complexities and functions of CRD, shedding light on how it streamlines the registration process, provides access to crucial information, and guarantees transparency within

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Sue Financial Advisor, Investment Fraud Lawyers

Alleged Financial Misconduct by Joseph Roop with Dempsey Lord Smith and Coppell Advisory

It’s a serious matter when an allegation of financial misconduct comes to light. In this case, the allegation is against Joseph Roop, a financial advisor associated with Dempsey Lord Smith, LLC and Coppell Advisory Solutions LLC. The charges leveled against him include negligence, breach of fiduciary duty, breach of contract, misrepresentations, and violations of the

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Sue Financial Advisor, Investment Fraud Lawyers

Pending Dispute Against Eric Anderson and NYLIFE Securities LLC

Customer Dispute Pending: A Serious Allegation Against Eric Anderson and NYLife Securities LLC On June 15th, 2023, a customer dispute was registered, putting Eric Anderson and NYLIFE SECURITIES LLC in the spotlight. The customer alleges that during 2022 and January 2023, her specific instructions were not followed. Furthermore, she claims that her portfolio was not

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