Haselkorn & Thibaut is actively investigating recent investor complaints involving J. Paul Escudero, a financial advisor based in Orange, California and registered with Cetera Advisors and Orange Capital Management. If you have notice any unexpected issues with your investments or have concerns about your financial advisor’s recommendations, you are not alone—and help is available. With […]
Haselkorn & Thibaut, a nationwide securities fraud law firm, has opened an investigation into Jon Cirelli (CRD# 4729737), a financial advisor registered with Alexander Capital and doing business as Pivot Professional Partners in Palm Beach, Florida. If you believe you may have been affected by Jon Cirelli’s investment recommendations, you are encouraged to review your
Haselkorn & Thibaut has opened an investigation into financial advisor Sanjay Mathur (CRD# 1144243) of RBC Capital Markets, LLC in Irvine, California. With a brokerage and investment advisory career spanning over four decades, Mr. Mathur’s record features a series of customer complaints and employment issues that investors should know. If you have concerns about investments
Investigation Opens Into Sanjay Mathur at RBC Capital Markets Amid Multiple Complaints Read More »
Haselkorn & Thibaut has opened an investigation into Wayne Minh Loi, a registered financial advisor based in Cupertino, CA with Cetera Investment Services LLC and Cetera Investment Advisers LLC. If you’ve worked with Mr. Loi or have concerns about potential investment losses, this research report will help you understand his professional background, regulatory disclosures, and
Haselkorn & Thibaut Opens Investigation into Doug Dulac (Carmel, Maine), United Planners’ Financial Services of America If you’re an investor working with Doug Dulac of Carmel, Maine—currently registered with United Planners’ Financial Services of America and also doing business as “Maine Street Insurance and Financial Services”—you may be aware of recent developments regarding complaints and