Investment Fraud Lawyers

Allstate Broker Lee McPherson Under Investigation for Variable Annuity Misconduct

Lee McPherson, a broker associated with Allstate Financial Services, LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of variable annuity misconduct. The firm, with offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who may have suffered losses due […]

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Ivan Ffriend (Cetera Advisors) – A Closer Look Investors Shouldn’t Miss

At Haselkorn & Thibaut, we often speak with investors who took reasonable steps to protect their financial future, only to encounter unexpected challenges. A name that’s come up in recent discussions is Ivanhoe Vincent Ffriend, a financial advisor associated with Cetera Wealth Services, LLC and Cetera Investment Advisers, LLC. If you’re one of his clients

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Steve Lawler (Cetera Advisors) – What Investors Need to Know

At Haselkorn & Thibaut, we often hear stories that sound more like campfire cautionary tales than investment advice. One name that’s come up in conversations with investors: Stephen C. Lawler, affiliated with Cetera Advisors. If you’re working with him—or considering it—here’s what you need to know. A Look Behind the Curtain According to FINRA BrokerCheck,

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Dustin West Under Investigation by Haselkorn & Thibaut for Unsuitable Sale of Annuities

In a recent development, a customer has filed a complaint against Dustin West, an investment advisor, alleging unsuitable sale of fixed annuities. The customer claims that she was not informed of the extent of West’s commissions or ancillary incentives to sell the annuities at the time of the original sale. As a result, the customer

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Northstar Healthcare Income REIT Losses And Recovery Options

Northstar Healthcare Income REIT was sold to many investors as an income-focused real estate investment tied to healthcare properties. Like many non-traded REITs, however, it involved significant risks, including illiquidity, complex fees, valuation uncertainty, and the possibility that investors would not be able to exit the investment when performance declined. Over time, many investors saw

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