Merrill Lynch financial advisor Teena Bourque (CRD# 2687982) is currently facing a pending customer dispute, according to her FINRA BrokerCheck report. The client alleges misrepresentation of fee structures related to variable annuities from June 2, 2023, to January 31, 2024. Bourque has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #7691) in […]

Phillip Pickett, a broker and investment advisor associated with Northwestern Mutual Investment Services, LLC, is currently facing allegations of unsuitable investment recommendations. The customer dispute, filed on February 5, 2024, revolves around a managed investment advisory account that was recommended in or around October 2021. The client alleges that the investment selections within the account

Daniel Beech, a broker and investment advisor associated with Innovation Partners LLC, is currently facing allegations of misrepresentation related to a debt investment. The customer dispute, filed on February 5, 2024, is pending resolution and involves a requested damage amount of $500,000. As an investor, it is crucial to stay informed about such cases and

In a recent development, a client has alleged that Brandon Morrow, a broker associated with Emerson Equity LLC (CRD 130032), engaged in misrepresentation and omission of investment information. The customer dispute, which was settled on February 5, 2024, revolves around a private placement investment. According to the disclosure details available on FINRA’s BrokerCheck (CRD #3037943),