Investment disputes and allegations against financial advisors are serious matters that require thorough investigation and due diligence. A recent case that underscores this reality involves a pending customer dispute against Thomas Dietrich, a broker and investment advisor currently affiliated with TRUIST INVESTMENT SERVICES, INC. (CRD 17499). The client alleges dissatisfaction with the performance of her […]

Within the intricate realm of the Miami finance industry, Viqas Akhtar is certain to raise eyebrows, as his financial credentials are currently under severe scrutiny. A recent allegation against him maintains that he has indulged in excessive trading. Since Akhtar’s primary professional role is as a financial advisor with B. Riley Wealth Management, these allegations

Phoenix-based financial consultant Richard Rogers (CRD# 1847671) has made headlines recently as he stepped down from a previous brokerage due to misconduct accusations. Previously associated with Belpointe Asset Management, he is now on file with Brookwood Investment Group, according to records from the Financial Industry Regulatory Authority (FINRA). A deep dive into Rogers’ BrokerCheck report

John Franzino, a seasoned financial advisor from Massapequa, New York, faces allegations of misconduct related to insurance sales. According to the Financial Industry Regulatory Authority, Franzino is a broker with Ameritas Investment Company and the proprietor of J&M Financial Services. He has an extensive registration history, which includes his association with NYLife Securities. Investors’ Allegation