Did you suffer investment losses after working with Robert Alexander Clayson, a broker and financial advisor registered with the Financial Industry Regulatory Authority (FINRA) through the Wellesly Hills, Massachusetts branch of Raymond James & Associates, Inc. (Raymond James) If so, the attorneys of Investment Loss Recovery Group want to help you. We are now investigating potential complaints against Robert Clayson and Raymond James.
Our law firm works with clients nationwide who have lost money due to the negligence and/or misconduct of brokers and financial advisors whom they had trusted to provide sound investment advice and to ethically and responsibly handle their accounts. We bring more than 40 years of combined legal experience to our clients as well as in-depth knowledge of the financial services industry. Both of our attorneys have backgrounds as licensed securities brokers and as defense counsel for large Wall Street brokerage firms.
Contact us today if you incurred investment losses after working with Mr. Clayson or Raymond James. We will review your potential claims in a free and confidential consultation.
Who Is Robert Clayson?
You can find information about Robert Alexander Clayson (CRD# 601753) through a database available online and accessible by the public, the FINRA Central Registration Depository (CRD) and FINRA BrokerCheck Report.
Mr. Clayson is not currently registered as a broker with any firm. Mr. Clayson had previously worked in the financial services industry since 1971. Over the course of his career, he has been registered with FINRA through numerous firms since 1971, including several in New York before he appears to have relocated to Massachusetts in 2004:
- Wells Fargo Advisors, LLC in Waltham, MA (2004-2014)
- Raymond James in Wellesly Hills, MA (2014-2018)
What is the Customer Dispute Reported on Robert Clayson’s FINRA Brokercheck?
FINRA Brokercheck records reflects a customer dispute disclosure dated in November 2017 alleging excessive trading between 2014-2017. The customer dispute appears to have been settled. In November 2018, Raymond James reports what appears to be an employment discharge after a customer alleged excessive trading between 2014-2017.
How Can You Recover Investment Losses Involving Wells Fargo Advisors?
If you suffered investment losses involving Mr. Clayson, Wells Fargo Advisors, or Raymond James due to excessive trading or if you suspect your accounts or investments were handled negligently or improperly for any reason, you may wish to seek legal advice and a no-cost review of your accounts or investments as soon as possible. You may be entitled to a recovery of your losses in addition to other damages. You may also have the right to file a private, confidential FINRA complaint against any broker, or brokerage firm that failed to properly handle your investment account, or may have failed to adequately supervise your investment accounts, or Mr. Evans’s conduct as a broker and financial advisor.
The skilled securities arbitration and investment fraud lawyers of Investment Loss Recovery Group have an insider’s view of the legal and regulatory issues that can affect a case, and we understand how brokerage firms evaluate these matters. We can review your case and present you with a strategic plan to help you recover your investment losses as expeditiously as possible.
We serve clients throughout the country. Contact us today for a free consultation and find out more about how we can assist you.