Financial Advisor Fraud

In a recent development, private investment vehicles associated with a high-net-worth family office have filed a complaint against Javier Martin-Riva, a representative of Bulltick, LLC (CRD 104005), alleging misrepresentation and misappropriation of funds in connection with investments in convertible notes issued by Theia International Group LLC, a technology company. The plaintiffs claim to have invested […]

Kurt Jackson of Arroyo Grande, CA – What Commonwealth Financial Network Investors Need to Know Haselkorn & Thibaut, P.A., a National Securities fraud law firm, has initiated an investigation into Kurt Charles Jackson (CRD 2913769), a financial advisor registered with Commonwealth Financial Network in Arroyo Grande, California. If you are an investor concerned about your

Raphael Fernando, Houston, Texas – Cetera Investment Services: Investor Complaint Review Haselkorn & Thibaut (investmentfraudlawyers.com) has initiated an investigation into claims involving Raphael Fernando (CRD #4469669), a Houston, Texas-based financial advisor currently registered with Cetera Investment Services. If you have invested with Mr. Fernando and have concerns about your investments, you are not alone. In

Hector Villaescusa, a broker and investment advisor associated with Bulltick, LLC (CRD 104005) in Florida, is facing a pending customer dispute filed on January 4, 2024. The plaintiffs, private investment vehicles connected to a high-net-worth family office, allege that they lost money investing in a private special purpose vehicle that invested in convertible notes issued

Soyoung Yom – Los Angeles, CA NYLife Securities: Investor Red Flags, Complaint History, and What Investors Need to Know Haselkorn & Thibaut (investmentfraudlawyers.com) has opened an independent investigation into Soyoung Yom (CRD# 4243462), a Los Angeles, California financial advisor currently registered with NYLife Securities. Our goal is to inform and protect investors who may have