Financial Advisor Fraud

Haselkorn & Thibaut Launches Investigation into Austin, TX Financial Advisor Ronald Dewayne Smith Jr. (CRD 2413775) — Smith Wealth Advisors & Ameriprise Financial Services, Inc. Are you an investor concerned about your accounts managed by Ronald Dewayne Smith Jr. in Austin, TX? Haselkorn & Thibaut, a respected National Securities fraud law firm, has opened an […]

Haselkorn & Thibaut (InvestmentFraudLawyers.com) has opened an investigation into Sal LaRocca, a financial advisor registered with Voya Financial Advisors in Melville, New York. With multiple investor complaints and regulatory actions on his record, investors who have worked with Mr. LaRocca may want to understand their rights and options. Understanding Sal LaRocca’s Background at Voya Financial

Haselkorn & Thibaut Investigates Jason Christopher Cook – Berthel, Fisher & Company Financial Services Broker in Graham, NC If you’re an investor who has worked with Jason Christopher Cook (CRD 4349388) in Graham, North Carolina, at Berthel, Fisher & Company Financial Services, Inc., it’s important to stay informed and proactive about your portfolio. Haselkorn &

In a recent development, a customer has filed a complaint against Patrick Hobert, a registered representative associated with Centaurus Financial, Inc. (CRD 30833) in California. The complaint, which was submitted on January 8, 2024, alleges that Hobert provided a poor recommendation to the customer. While no specific dates for the alleged misconduct were mentioned in