Financial Advisor Fraud

Investigation Alert: Roger Turcotte of Cetera Investment Services Faces Regulatory Scrutiny Haselkorn & Thibaut has opened an investigation into Tampa-based financial advisor Roger Turcotte (CRD# 1180997) following concerning regulatory disclosures and investor complaints. If you’ve worked with Mr. Turcotte or have concerns about your investments, understanding these recent developments could be crucial for protecting your […]

Robert Scott Smith – Newberg, OR Financial Advisor at Emerson Equity LLC: Investor Alert & Case Review Haselkorn & Thibaut – Investment Fraud Lawyers have opened an investigation into Robert Scott Smith (CRD 1412333), a stockbroker and financial advisor currently employed with Emerson Equity LLC in Newberg, Oregon. Investors who have worked with Mr. Smith

Investigation Alert: Jon Toerner and Stifel Nicolaus & Company Under Scrutiny Haselkorn & Thibaut has opened an investigation into Austin, Texas financial advisor Jon Toerner (CRD# 7330298) following his recent termination from Fidelity Brokerage Services. If you’re an investor who has worked with Jon Toerner at Stifel Nicolaus & Company or any of his previous

Haselkorn & Thibaut Opens Investigation: Gregory Mark Switzer of TIAA-CREF in Charlottesville, VA If you have concerns about investment losses or advisor conduct, you deserve clear, actionable information. Haselkorn & Thibaut, a National Securities fraud law firm with a 98% success rate and over $100 million recovered for investors, has launched an independent investigation into

Investigation Alert: Christy Lambert and Wells Fargo Advisors Face Scrutiny Over Investment Complaints Haselkorn & Thibaut (investmentfraudlawyers.com) has opened an investigation into Columbus, Ohio-based financial advisor Christy Lambert and her current firm Wells Fargo Advisors. This investigation comes in response to multiple investor complaints alleging issues with corporate bond investments that resulted in significant financial