Haselkorn & Thibaut Opens Investigation into Rodger Erik Thomas, Financial Advisor with Newbridge Securities Corporation – Roselle Park, NJ If you’re an investor concerned about your accounts handled by Rodger Erik Thomas (CRD# 4010563) at Newbridge Securities Corporation in Roselle Park, New Jersey, you’re not alone. Haselkorn & Thibaut, a national investment fraud law firm […]
Haselkorn & Thibaut has opened an investigation into Mesa, Arizona financial advisor Bert Mills following a recent investor complaint alleging misrepresentation that resulted in substantial financial losses. If you’ve worked with Bert Mills at Edward Jones and have concerns about your investments, understanding the details of this complaint and recognizing potential red flags can help
Mesa Advisor Bert Mills Faces Investor Complaint Over Edward Jones Portfolio Returns Read More »
Kyle Tisone (Goldman Sachs & Co. LLC, Chicago, IL): Comprehensive Investor Report & Ongoing Review by Haselkorn & Thibaut Haselkorn & Thibaut, a leading national investment fraud law firm, has launched an independent investigation into Kyle Tisone, a current registered representative at Goldman Sachs & Co. LLC in Chicago, IL. If you have concerns about
Goldman Sachs Advisor Kyle Tisone Faces $850,000 Customer Arbitration Claim Read More »
In a recent development, a customer dispute has been filed against Leslie Lauer, a broker and investment advisor associated with RBC Capital Markets, LLC (CRD 31194) in Georgia. The allegations, which span from February 2018 to June 2020, claim that Lauer made unsuitable recommendations and misrepresented an options overlay strategy to clients. The dispute, filed
Haselkorn & Thibaut is investigating recent regulatory findings concerning financial professional Brandon Spano and is offering a free, no‑cost consultation to any investors who believe they may have been affected. Below we summarize the regulatory action, explain why it matters to investors, and set out concrete steps you can take if you had dealings with