Financial Advisor Fraud

Centaurus Financial, Inc. and former broker Bryon Martinson are facing allegations of recommending unsuitable investments in various illiquid alternative investments, according to a recent customer dispute filed on January 9, 2024. The customer’s statement of claim does not specify the dates of the alleged misconduct but seeks damages in an undisclosed amount. The dispute is […]

Haselkorn & Thibaut Launches Investigation Into Thomas Francis Currie IV, Cohoes NY — Goldman Sachs & Co. LLC Financial Advisor Are you an investor who worked with Thomas Francis Currie IV in Cohoes, New York—currently registered with Goldman Sachs & Co. LLC? If you have concerns about how your investments have been managed or experienced

John Patrick Donnelly of Houston, TX and Merrill Lynch: Haselkorn & Thibaut Launches Investigation If you’ve experienced concerns or losses with financial advisor John Patrick Donnelly (CRD #2374887) of Merrill Lynch, Pierce, Fenner & Smith Incorporated in Houston, TX, this report is for you. Haselkorn & Thibaut, a National Securities fraud law firm, has opened

Investigation Update: James Robert Viktora, Oak Brook, IL – Former Merrill Lynch Broker Haselkorn & Thibaut, a national investment fraud law firm with over 95 years of combined experience, has opened a formal investigation into James Robert Viktora (CRD #5284023), a former financial advisor most recently registered with Merrill Lynch, Pierce, Fenner & Smith in

Understanding Luke Lannister and Grove Point Investments: What Investors Need to Know Haselkorn & Thibaut has opened an investigation into former financial advisor Luke Lannister and his activities while registered with Grove Point Investments. If you’ve worked with Luke Lannister or have concerns about your investment accounts, understanding the recent regulatory actions and complaints against