Financial Advisor Fraud

Haselkorn & Thibaut Opens Investigation into Philip A. Noto II, Barry T. Eisenberg, and Alexander Capital, L.P. (New York, NY) If you are an investor who worked with Philip A. Noto II (CRD #4837180) or Barry T. Eisenberg (CRD #2313107) at Alexander Capital, L.P. (CRD #40077) in New York, NY, this detailed research report is […]

Haselkorn & Thibaut has opened an investigation into Red Bank, New Jersey financial advisor John Girgis and his registration with Garden State Securities and Garden State Investment Advisory Services. If you invested with John Girgis or these firms and experienced losses, you may have legal options to recover your investments. Understanding the FINRA Bar Against

John Woods, a former broker at Oppenheimer & Co. Inc., is facing allegations of conducting a Ponzi scheme along with James Woods, Michael Mooney, and Iris Israel. The customer dispute, filed on January 9, 2024, and currently pending resolution, claims that the alleged scheme took place between 2008 and 2021, involving private placement securities and

Steven J. Vander Velde (Frisco, TX): Private Client Services Broker Review and Ongoing Investigation Haselkorn & Thibaut, a national law firm focused on investment fraud, has initiated an independent investigation into Steven J. Vander Velde, a Frisco, TX-based financial advisor currently employed by Private Client Services, LLC. If you are an investor concerned about your

Investigation Into Josh Green and Cetera Investment Services: What Investors Need to Know **Haselkorn & Thibaut has opened an investigation** into New Port Richey financial advisor Josh Green (CRD# 4970616) following multiple investor complaints regarding unsuitable investment recommendations and structured product issues. If you’ve worked with Josh Green at Cetera Investment Services, this comprehensive report