Financial Advisor Fraud

Jonathan R. Prestridge (CRD 4554166) — Cetera Wealth Services Advisor Under Review Haselkorn & Thibaut, a national law firm specializing in investment fraud and securities arbitration, has opened an investigation into Baton Rouge, LA-based financial advisor Jonathan R. Prestridge of Cetera Wealth Services, LLC. If you are a client, former client, or concerned investor who […]

Investigation Update: Alan Lowenfells and David Lerner Associates Face Multiple Investor Complaints Haselkorn & Thibaut has opened an investigation into White Plains financial advisor Alan Lowenfells and his activities at David Lerner Associates. This investigation follows multiple investor complaints regarding allegedly unsuitable investment recommendations, particularly involving Energy 11 and Energy 12 private placements. If you’ve

Bryan Chew, a broker and investment advisor associated with Commonwealth Financial Network (CRD 8032), is facing allegations from a client who claims she was not informed about the illiquid nature of an investment, despite acknowledging disclosures to that effect at the time of purchase. The customer dispute, which was filed on January 5, 2024, has

Please note: The article in question references “Joseph Pullano” and includes details about complaints and disciplinary actions. While the name matches, Joseph Pullano, He is different than Joseph Pullano in Canada. That Joseph is am based in Toronto, Ontario, where he provides financial planning and retirement plans for lawyers in Canada. He is also registered

Haselkorn & Thibaut, a national investment fraud law firm with over 95 years of experience and a 98% success rate, has opened an investigation into Jessica Jung, a financial advisor currently registered with Cambridge Investment Research and operating as Vast Wealth Advisors in Brentwood, Tennessee. This investigation follows recent investor complaints and regulatory actions that