Financial Advisor Fraud

Tamara Glenn, a former broker and investment advisor associated with LPL Financial LLC (CRD 6413), is facing a pending customer dispute alleging unsuitable investment recommendations in alternative investments. The complaint, filed on January 5, 2024, specifically questions the suitability of an investment in HTI, a direct participation program (DPP) and limited partnership (LP) interest in […]

Jack Ryan Riley – UBS Financial Services Inc., Warren, NJ | What Investors Should Know Haselkorn & Thibaut has opened an independent investigation into Jack Ryan Riley (CRD 4306836), a financial advisor at UBS Financial Services Inc. in Warren, New Jersey. If you invested with Mr. Riley and have concerns regarding your account, now is

In a recent development, a customer dispute has been filed against Eric Bailey, a registered representative of Lincoln Financial Advisors Corporation (CRD 3978) in Maryland. The claimant alleges that the Variable Universal Life (VUL) insurance policy recommended by Bailey in 2015 was unsuitable and not in her best interest. The disclosure, which was denied on

Understanding Blake Scherr’s Background and Recent Investor Complaint at Merrill Lynch Haselkorn & Thibaut, a national investment fraud law firm with over 95 years of experience, has opened an investigation into Vienna, Virginia financial advisor Blake Scherr (CRD# 5043294) following a significant investor complaint filed against him. If you’ve worked with Blake Scherr at Merrill

Mark Alan Mappa, Cetera Advisors LLC – Investor Alert & Review (Deerfield, IL 2025) Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Mark Alan Mappa, a financial advisor based in Deerfield, Illinois and currently affiliated with Cetera Advisors LLC and Cetera Investment Advisers LLC. If you invested with Mark