Carl Zeidler, a broker previously associated with Hornor, Townsend & Kent, Inc. (CRD 4031) in Pennsylvania from January 3, 1994, to August 7, 1997, is currently facing a pending customer dispute filed on January 16, 2024. The dispute alleges that Zeidler recommended an unsuitable exchange that extended the surrender period of the client’s investment by […]
In a recent development, a customer has filed a complaint against Carlos Gomez, a registered representative of Allstate Financial Services, LLC (CRD 18272), alleging misconduct in the replacement of a variable annuity with a fixed indexed annuity. The customer claims that Gomez failed to adequately explain the implications of the switch, resulting in the loss
When seeking financial guidance, investors place tremendous trust in their advisors to act in their best interests. However, recent regulatory actions have raised significant concerns about Brandon J. Larsen, a financial advisor operating in Green Bay, Wisconsin. This report examines the documented issues surrounding Larsen’s practice to help investors make informed decisions about their financial
Brandon Larsen of Equity Services Faces Sanctions for Unauthorized Trading in Green Bay Read More »
