Financial Advisor Fraud

Haselkorn & Thibaut is actively investigating the activities of Joseph P. Barreca Jr., a financial advisor with Wells Fargo Advisors in Metairie, LA. Our goal is to provide clarity and assistance to investors who might have experienced financial losses due to his advisory services. If you have any concerns or have suffered losses, we encourage […]

In a recent development, a customer has filed a complaint against Dustin West, an investment advisor, alleging unsuitable fixed annuity sales and a lack of transparency regarding insurance sales incentives, upward commission bonuses, and other conflicts of interest. The customer claims that West failed to dislose that AWA insurance sales generated higher incentives for him

Haselkorn & Thibaut has opened an investigation into Ford Gray Keeler, a financial advisor currently registered with LPL Financial LLC in Grand Junction, Colorado. If you’ve worked with Mr. Keeler or are considering investing with him, this report provides essential information about his regulatory history and what investors should know. Who Is Ford Gray Keeler?

Haselkorn & Thibaut (investmentfraudlawyers.com) has opened an investigation into Morgan Stanley financial advisor James David Garrity (CRD #2005714) based in Salt Lake City, Utah. If you’ve invested with Mr. Garrity and experienced losses or have concerns about your account management, this report provides essential information about his professional background and regulatory history. Understanding James David

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Leticia Hewko, a broker formerly associated with Independent Financial Group and currently registered with LPL Financial. This investigation focuses on potential investor concerns and regulatory compliance issues that may have impacted client portfolios. Understanding Your Rights as an Investor If you’ve