Financial Advisor Fraud

Haselkorn & Thibaut Opens Investigation into Grass Valley, CA Stockbroker Michael Edward Bratton (CRD# 3051897) — State Farm VP Management Corp. Haselkorn & Thibaut, a national law firm with a 98% success rate and decades of experience, has opened an investigation into financial advisor Michael Edward Bratton of State Farm VP Management Corp. If you […]

In a recent development, a customer dispute has been filed against Anthony Pitta, a former broker and investment advisor associated with Capital Investment Group, Inc. (CRD 14752) in New York. The complaint, which is currently pending, alleges various misconduct, including breach of fiduciary duty, negligence, negligent misrepresentation, breach of contract, failure to supervise, and violation

Haselkorn & Thibaut, investment fraud lawyers, has officially opened an independent investigation into financial advisor John D. Cimino (CRD #4757028), currently associated with Naples Wealth Planning and American Global Wealth Management, Inc. Investors with concerns about their accounts, or who have experienced losses under Cimino’s guidance, are encouraged to review the following report. If you

Haselkorn & Thibaut, a National Securities arbitration law firm committed to protecting investor rights, has initiated an in-depth investigation into Dean Robert Nowak, a financial advisor formerly registered with several broker-dealer firms, including Newbridge Securities, Taylor Capital Management, and Questar Capital. Investors who have worked with Mr. Nowak or have concerns about their investments are

Haselkorn & Thibaut, a nationally recognized investment fraud law firm, has announced an investigation into former Atlanta-based financial advisor Roger Allan Roemmich, with a particular focus on his tenure at Alexander Capital LP and Dempsey Lord Smith LLC. If you are a current or former client of Mr. Roemmich, you may have important legal rights