Financial Advisor Fraud

Joseph Paoletti, a broker and investment advisor with Morgan Stanley (CRD #149777) in Georgia, is currently facing allegations of mismanaging a deceased client’s account. The executrix of the estate has filed a customer dispute, claiming that the margin debit balance in the account was not handled in the best interest of the estate during the […]

Christopher Geraci, a broker and investment advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated, is currently under investigation by Haselkorn & Thibaut, P.A., a national investment fraud law firm. The investigation comes in light of a recent customer dispute alleging improper solicitation of an account from January 11, 2022, to February 2, 2024. Investment

In a recent development, a client has alleged that Brian Hoffman, a former financial advisor at Janney Montgomery Scott LLC, failed to execute trades to implement her financial plan, resulting in a lack of growth in her accounts. The allegation period spans from June 2022 to November 2023, and the dispute was denied on February

Kurt Klingenberg, a financial advisor associated with Raymond James & Associates, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm. The firm is offering free consultations to clients who may have suffered losses due to Klingenberg’s alleged misconduct. Investment fraud and bad advice from financial advisors can have devastating