T Thompson, a former broker and investment advisor at Truist Investment Services, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, for allegedly providing unsuitable recommendations in a managed account. The client dispute, filed on February 6, 2024, is pending resolution and involves a managed account product. According to […]
J.P. Morgan Securities LLC and its broker, Arif Ahmed (CRD# 6130469), are currently under investigation by the national investment fraud law firm, Haselkorn & Thibaut, following allegations of investment losses from a client. The customer dispute, filed on February 6, 2024, and currently pending resolution, claims that the client suffered losses due to investment recommendations
J.P. Morgan Securities and Broker Arif Ahmed Under Investigation by Haselkorn & Thibaut Read More »
Arif Ahmed, a broker and investment advisor associated with J.P. Morgan Securities LLC, is currently facing allegations of investment misconduct, according to a recent disclosure on his FINRA BrokerCheck record. The customer dispute, filed on February 6, 2024, alleges that the client suffered losses due to Ahmed’s investment recommendations between April 27, 2020, and October
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Sean Muhlstein, a registered representative with Voya Financial Advisors, Inc. (CRD 2882), is currently facing allegations of providing misleading and false information regarding a client’s employment status and income sources on an insurance application. The complaint, filed on February 6, 2024, raises serious concerns about Muhlstein‘s professional conduct and the oversight provided by VOYA Financial
Sean Muhlstein and VOYA Financial Under Investigation by Haselkorn & Thibaut Read More »
The investment practices of Austin Dutton have prompted regulatory scrutiny. We at Haselkorn & Thibaut are investigating Mr. Austin R. Dutton Jr. regarding investment practices that may have affected clients negatively. FINRA, the financial industry regulatory authority, barred Mr. Dutton from working as a broker on June 24, 2024, following an investigation into his professional
Austin Dutton Investigation: Important Information for Investors Read More »