Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has officially opened an independent investigation into Alvaro Mauricio Jiron (CRD #4226147), a financial advisor based in Coral Gables, Florida, currently registered with LPL Financial LLC. If you have experienced unexpected investment losses or have concerns about your portfolio handled by Mr. Jiron, you are not alone. As former Wall Street defense attorneys with a 98% success rate across hundreds of investor claims, our attorneys bring critical insider knowledge to advocate for investors like you. Contact us now for a free, confidential consultation at 1-888-885-7162.
Background on Alvaro Mauricio Jiron: Employment and Licensing History
Table of Contents
| Name | Alvaro Mauricio Jiron |
|---|---|
| CRD Number | 4226147 |
| Primary Location | Coral Gables, Florida |
| Current Brokerage | LPL Financial LLC (since 2023) |
| Past Affiliations |
|
Mr. Jiron has managed customer assets with multiple nationally recognized broker-dealers, developing a long resume throughout Florida and beyond. He also operates via South State Investment Services (DBA for LPL business) in Tavares, FL. You can find official licensing and disclosure details for Alvaro Mauricio Jiron using his FINRA BrokerCheck profile. As of June 2024, his BrokerCheck background lists no formal customer complaints or disclosures. However, our comprehensive review—leveraging 95+ years of combined securities law experience—identifies several red flags and significant risk factors all investors must consider.
Red Flags & Recent Allegations Involving Alvaro Mauricio Jiron
While public regulatory and legal filings generally show no criminal disclosures or regulatory findings against Mr. Jiron, one recent customer complaint stands out:
- August 2025 FINRA Arbitration (Case No. 25-01641):
- A client of Infinex Investments, Inc., where Mr. Jiron was previously registered, filed a formal complaint alleging he misrepresented an offshore annuity as “safe and secure”. The client suffered investment losses after relying on these claims.
- The matter was settled in September 2025 for $200,000—a significant red flag for investors and potential indication of questionable sales practices.
This settlement suggests clients may have been exposed to fraud, misrepresentation, or unsuitable recommendations, particularly with respect to complex annuity products. Brokers are obligated to provide honest information and match investment recommendations to a client’s risk tolerance and profile—misrepresenting risk or safety violates regulatory standards and can result in severe financial harm for investors.
Allegations Against Alvaro Mauricio Jiron
Based on public record reviews and our ongoing investigation, key areas of concern include:
- Fraud / Misrepresentation: Alleged misleading statements about investment product safety and features, notably involving offshore annuities (potentially a violation of FINRA Rule 2020).
- Annuity Switching: Possible instances where investors were encouraged to replace existing annuities for new products, which may result in hidden fees, reduced benefits, and unnecessary risks.
- Failure to Disclose Risks: Providing clients with incomplete or unclear information about investment risks, resulting in unsuitable investment strategies for conservative investors.
Summary of Complaint Records and Findings
| Date | Source | Claim/Allegation | Status |
|---|---|---|---|
| Aug 2025 | FINRA Arbitration (Case No. 25-01641) |
Misrepresentation of offshore annuity as “safe and secure” | Settled Sep 2025, $200,000 |
- No other customer complaints or arbitrations are disclosed as of June 2024.
- No SEC enforcement actions, state regulator orders, or criminal actions related to Mr. Jiron have been identified.
- No media or published press coverage links Mr. Jiron to other disputes or investigations.
Investors should remain vigilant: disclosure records can change. Repeat checks via BrokerCheck and consider professional guidance if considering future transactions with Mr. Jiron or LPL Financial LLC.
What Should Investors Do If They Suffered Losses?
If you lost funds, faced misleading advice, or simply want to ensure your financial future is protected, act decisively. Our attorneys have a proven track record—over $520 million in securities matters, Top 2% Martindale-Hubbell Peer Review (“AV Preeminent”), and 5.0-star client reviews. As securities fraud advocates, we believe you deserve hope, accountability, and a path to recovery.
Our investigation seeks to uncover any additional client harm by Alvaro Mauricio Jiron and to maximize investor recoveries through FINRA arbitration, mediation, or direct negotiation—leveraging our “No recovery, no fee” approach to your case.
Key Steps for Potentially Affected Investors
- Gather all account statements, trade confirmations, and written communications with Mr. Jiron or LPL Financial LLC.
- Document all calls, emails, and meetings—especially if you felt pressured into annuity switches or unfamiliar investments.
- Monitor the FINRA BrokerCheck record periodically for updates regarding new disclosures or complaints.
- Contact our attorneys for a confidential review—no out-of-pocket fee unless you recover your losses.
Call to Action: Your Recovery Starts Now
If you have questions about losses, contact us immediately at 1-888-885-7162 for your free consultation. Our firm’s experience as former Wall Street defense lawyers provides a strategic advantage. Let us fight for your recovery, explain your options, and restore your financial confidence.
Your path to recovery is just one call away. We are here to help.
