Haselkorn & Thibaut (investmentfraudlawyers.com), a leading national investment fraud law firm, has launched an investigation into Matt Greene (CRD 3175382), an LPL Financial advisor based in Covington, Louisiana. If you are an investor who has worked with Matt Greene, or if you have concerns about your investments, you can reach Haselkorn & Thibaut’s team for a free and confidential consultation by calling 1-888-885-7162. With over 50 years of experience, a 98% success rate, and millions recovered for clients, Haselkorn & Thibaut provides a “no recovery, no fee” policy for all their clients.
Who is Matt Greene?
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Matt Greene has accumulated 21 years of experience in the securities industry. He is currently registered as a broker with LPL Financial and serves as an investment advisor at Pelican Advisory, operating in Covington, Louisiana. Greene’s history includes previous roles at Securities America, Credit Suisse Securities, JP Morgan, and Banc One Capital Markets. Professionally, he is licensed to conduct securities business in multiple states, including Alabama, California, Florida, Illinois, Louisiana, Minnesota, Mississippi, New Jersey, North Carolina, Tennessee, Texas, and Virginia.
Understanding the Investor Complaint Against Matt Greene
One pending investor complaint has raised notable concerns about Matt Greene’s conduct during his tenure with LPL Financial. The complaint, filed in March 2026, alleges that Greene failed to fully disclose the risks associated with an investment recommendation. While the damages sought remain unspecified and the complaint is still pending, this disclosure presents an important consideration for current or potential investors.
Key Allegation:
- Failure to adequately disclose investment risks.
Why Proper Risk Disclosure Matters for Investors
Investment professionals like Greene are governed by FINRA regulations designed to protect investors. FINRA Rule 2010 requires brokers to uphold high standards of honor and equitable trade. Failure to properly disclose investment risks not only impacts investor decisions but may constitute a rule violation, making advisors liable for client damages.
Additionally, FINRA Rule 2020 prohibits brokers from engaging in deceptive practices, including making material misrepresentations or omitting significant information regarding investment products or strategies. If a broker’s action leads to investor losses, clients have the right to seek damages or regulatory protection.
What Do Greene’s Official Records Show?
As of April 2026, Matt Greene’s official FINRA BrokerCheck profile lists the following:
- One pending customer complaint – Alleged failure to disclose investment risks as a representative of LPL Financial.
There are no reported regulatory actions, civil or criminal proceedings, or finalized customer arbitrations disclosed against him through BrokerCheck, the SEC, federal/state court filings, or other widely used regulatory databases. Importantly, there are presently no public news reports, regulatory press releases, or consumer advocacy alerts regarding additional misconduct by Matt Greene.
Step-by-Step: How to Check for Complaints and Disclosures
If you are considering working with Matt Greene, or wish to verify your advisor’s background, here is a straightforward process:
- Visit the FINRA BrokerCheck portal and enter “Matt Greene” or “3175382”. Review the “Disclosure Information” section for any regulatory actions or complaints.
- Search the SEC EDGAR database for any enforcement activity.
- Check federal and state court databases for civil actions or arbitrations.
- Search your state securities regulator’s website for additional information.
Consistent verification ensures you’re making informed decisions about your advisor.
What Should Investors Look Out For?
If you have invested with Matt Greene through LPL Financial or Pelican Advisory and are experiencing unexplained investment losses, or if you were not fully aware of certain risks, this may be a warning sign. Investors are encouraged to carefully review account statements, correspondence, and investment proposals for:
- Lack of transparency on risk and reward potential.
- High-pressure sales tactics.
- Investments that do not match your risk profile or stated goals.
- Sudden or unexplained changes in your portfolio.
Haselkorn & Thibaut Can Help
If you suspect you might be affected by the issues raised in the pending complaint against Matt Greene or have experienced investment losses with LPL Financial or Pelican Advisory, engaging experienced counsel can clarify your rights and recovery options. Haselkorn & Thibaut has a proven track record of working with investors nationwide to resolve disputes with financial advisors and brokerage firms. Their team can help you assess if your losses may be the result of advisor misconduct or inadequate risk disclosure, and guide you through the process of seeking compensation, all on a “no recovery, no fee” basis.
Ready to protect your interests? Call Haselkorn & Thibaut today at 1-888-885-7162 for a FREE, confidential consultation. Their team stands ready to assist investors in Covington, Louisiana, and nationwide.
| Advisor Name | CRD # | Broker-Dealer | Other Registration | Complaint(s) |
|---|---|---|---|---|
| Matt Greene | 3175382 | LPL Financial | Pelican Advisory |
|
Conclusion
Investors deserve to feel confident in the advice they receive from registered financial advisors. The pending complaint against Matt Greene of LPL Financial in Covington, Louisiana, is a reminder of the importance of due diligence and proper risk assessment in your investment journey. If you are concerned about your investments, question what was disclosed to you, or have already experienced unexplained losses, contact Haselkorn & Thibaut at 1-888-885-7162 to review your situation with a dedicated, experienced team on your side.
