Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an independent investigation into Columbus, Ohio financial advisor Matt Calhoun (CRD# 4425914). This inquiry follows a recently filed investor complaint concerning alleged investment losses tied to recommendations he made while associated with Cambridge Investment Research, and aims to identify and protect investors who may have suffered similar harm. If you or someone you know incurred losses while working with Matt Calhoun at Cambridge Investment Research or Osaic Wealth, our attorneys encourage you to review the facts and contact us for a free, fully confidential consultation at 1-888-885-7162.
Matt Calhoun: Background and Licensing
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Matt Calhoun is a securities professional with 24 years of industry experience. Based in Columbus, Ohio, he is currently registered as a broker with Osaic Wealth and as an investment adviser with Signature Equity Partners. His registration history includes prior affiliations with Cambridge Investment Research, First Financial Equity Corporation, Morgan Stanley, and PFS Investments. Mr. Calhoun holds active securities licenses, including Series 6, 7, 26, 31, 63, and 65, and is registered in multiple states, including Ohio, California, and Florida.
Investor Complaint: Details and Allegations
According to records reviewed by our firm, one pending investor complaint was filed against Mr. Calhoun in March 2026. The complaint alleges that, while registered with Cambridge Investment Research, he recommended a private placement investment that resulted in alleged damages of $83,000. This matter remains pending, and no disciplinary findings or regulatory determinations have been made against Mr. Calhoun in connection with these allegations.
The complaint appears to involve alleged violations of industry standards designed to protect investors from unsuitable recommendations and related misconduct. Although the specific causes of action were not detailed in the disclosure, matters of this kind often involve allegations such as:
- Unsuitable investment recommendations: Under FINRA Rule 2111, brokers must have a reasonable basis to believe that a recommended investment is suitable based on the customer’s investment profile.
- Breach of fiduciary duty or failure to act in the client’s best interest, where applicable.
- Misrepresentation or omission of material facts concerning the nature or risks of an investment.
- Violation of standards of commercial honor under FINRA Rule 2010.
Our investigation is ongoing. We will continue to monitor the status of the complaint and seek additional information as it becomes available. Investors who believe they suffered similar losses are encouraged to take steps to protect their rights.
Summary Table: Matt Calhoun and Known Complaint
| Field | Value |
|---|---|
| Advisor Name | Matt Calhoun |
| CRD# | 4425914 |
| Broker-Dealer at Time of Complaint | Cambridge Investment Research |
| Current Broker-Dealer | Osaic Wealth |
| City and State | Columbus, Ohio |
| Disclosed Customer Complaints | 1 pending complaint alleging $83,000 in damages |
| Regulatory Actions | None reported |
Are There Other Red Flags?
To develop a broader picture, our attorneys reviewed publicly available sources, including FINRA BrokerCheck, SEC enforcement records, court dockets, and state and federal regulatory databases. As of May 9, 2026, the only disclosed pending complaint identified against Matt Calhoun is the March 2026 private placement claim. Our review did not reveal:
- Any additional disclosed customer complaints beyond the reported matter.
- Any regulatory disciplinary actions, fines, or suspensions by FINRA or the SEC.
- Any publicly reported lawsuits in federal or state court naming Matt Calhoun as a defendant related to investment misconduct.
- Any adverse disclosure events in the reviewed state or federal regulatory databases.
- Any reported terminations for cause from affiliated firms.
Although the absence of additional disclosures may reassure some investors, even a single pending complaint involving significant alleged losses may warrant careful review, particularly where the allegations concern a private placement or suitability-related issues.
Investor Protections: Key Rules and Potential Misconduct
Industry rules designed to protect investors are substantial, but violations can still occur. FINRA Rule 2111 requires brokers to recommend only investments that are suitable in light of a customer’s financial situation, investment objectives, risk tolerance, and overall profile. Recommendations that fail to meet this standard can expose investors to losses that may take years to address. FINRA Rule 2010 also requires registered representatives to observe high standards of commercial honor and just and equitable principles of trade. Alleged misconduct involving unsuitable recommendations, material misstatements, omissions, or other improper sales practices can create liability for investor losses and may trigger regulatory scrutiny.
If you believe your portfolio was harmed by unsuitable advice or undisclosed risks while working with Matt Calhoun at Cambridge Investment Research or Osaic Wealth, you may have options for recovery. Our investigation remains active, and our attorneys are prepared to evaluate potential claims on behalf of affected investors.
Why Investors Contact Our Firm
Our firm represents investors in securities arbitration and litigation matters involving broker misconduct, unsuitable recommendations, private placements, and other investment-related losses. We offer consultations on a confidential and no-obligation basis. Where appropriate, matters may be handled on a contingency-fee basis, meaning no fee is owed unless there is a recovery. Investors deserve fair treatment, accurate information, and access to experienced counsel when serious losses occur.
What to Do Next: Protect Your Rights
Investment losses related to unsuitable recommendations or misrepresented risks can have serious long-term consequences. If you or a loved one suffered losses with Matt Calhoun or through investments recommended while he was associated with Cambridge Investment Research or Osaic Wealth, do not delay in reviewing your legal options. We encourage concerned investors to gather account statements, correspondence, and offering documents, and to seek a prompt case evaluation. To discuss your rights in a free, confidential consultation, please call 1-888-885-7162.
