Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an independent investigation into Motaz Ashri (CRD# 8018725), a financial advisor based in Coral Gables, Florida, and currently registered with Oppenheimer & Company. As a firm of former Wall Street defense attorneys, we bring profound insider knowledge and specialized experience to help individual investors recover losses. Our aim is to provide you with transparent facts, the significance of recent disclosures, and what steps you can take if you have any concerns about your accounts or portfolio.
Why Is Motaz Ashri Under Investigation?
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Our firm’s investigation centers on the circumstances surrounding Mr. Ashri’s March 2026 termination from Morgan Stanley. According to public filings, Morgan Stanley alleged policy violations, specifically regarding:
- Reporting of an outside private securities investment
- Emailing a Morgan Stanley client information about both a securities investment and a real estate investment opportunity
Such activities may fall under “selling away”, a practice that FINRA Rule 3280 directly regulates. This rule prohibits registered representatives from engaging in private securities transactions outside their member firm’s procedures unless detailed written notice is provided and firm approval is secured. “Selling away” is considered a red flag due to its association with unapproved investments and heightened risk for investors.
What Is “Selling Away,” and Why Does It Matter?
Selling away refers to a financial advisor’s involvement with securities transactions not supervised or authorized by their employing firm. Under FINRA Rule 3280, such conduct is only permitted within strict parameters. For investors, the risks include:
- Lack of firm oversight and due diligence
- Potential involvement in higher-risk or inappropriate investments
- Exposure to fraudulent, illiquid, or unsuitable private offerings
If an advisor fails to follow firm or FINRA protocols, both the advisor and the employing firm may be held responsible for resulting losses. Our attorneys possess 95+ years’ combined experience in securities law and have recovered funds in scenarios ranging from unauthorized trading to complex “selling away” schemes.
Motaz Ashri’s Professional Background
To help you assess any past or present concerns regarding your accounts or investment plans, here is a clear summary of Motaz Ashri‘s regulatory and employment history as accurately as of June 14, 2026:
| Attribute | Details |
|---|---|
| Current Broker-Dealer | Oppenheimer & Company, Coral Gables, Florida (since March 2026) |
| Prior Employment | Morgan Stanley, Miami, Florida (2026 – 2026) |
| Licenses Held | SIE, Series 7, Series 66 |
| States Registered | California, Georgia, Ohio |
| Industry Experience | 1 year (as of June 2026) |
Regulatory and Complaint History: A Deep Dive
It is essential for investors to understand the nature—and limits—of a public regulatory report. Based on our comprehensive review of FINRA BrokerCheck and various public records, Motaz Ashri’s current profile includes:
- No customer disputes reported
- No arbitrations or civil lawsuits involving investor losses
- No SEC, state, or FINRA enforcement actions, suspensions, or censures
- No criminal proceedings or bankruptcies
- No current press or media reports of investor claims or investigations
However, the termination for alleged outside securities activity and client communication regarding off-platform investments remains a persistent area of concern for any investors whose accounts were handled by Mr. Ashri during or prior to this transition.
Key Red Flags – Why a Clean Report May Not Mean Safety
While FINRA records show no public complaints or enforcement actions, investors should understand that certain improper private securities activities may stay undisclosed for months or years. “Selling away” and related violations can come to light only after investor losses accumulate, or when internal audits by the advisor’s current or former employers prompt further reporting.
Red flags for investors include:
- Exposure to unfamiliar or private investment opportunities presented or recommended by your advisor
- Lack of documentation on firm letterhead for some investments
- Email communications or proposals outside official channels
- Difficulty accessing statements or recovering invested funds
If you have experienced any of these warning signs or have been offered off-platform investments by Motaz Ashri or any other Oppenheimer & Company representative, you may have grounds to pursue the recovery of your funds.
Our Commitment to Investors: Why Choose Us?
As a premier national investor advocacy law firm, we combine:
- 98% success rate across hundreds of investor claims
- 95+ years of combined securities law experience
- Over $520 million in securities matters handled
- Top 2% Martindale-Hubbell AV Preeminent peer-reviewed ranking
- Super Lawyers-designated attorneys
- 5.0-star client reviews for exceptional service
- No recovery, no fee – you only pay if we win back your losses
We are former Wall Street defense counsel—our insider knowledge allows us to fight major financial institutions and advocate fiercely for investors against all forms of misconduct, including unauthorized “selling away,” unsuitable recommendations, and other complex securities violations.
What Steps Should You Take?
If you worked with Motaz Ashri of Oppenheimer & Company (formerly of Morgan Stanley, Coral Gables, Florida), review your account statements closely and watch for any irregular private investments or funds missing from your official brokerage account. We recommend the following steps:
- Request full documentation relating to all investments from your current and former advisor
- Seek clarity about any private or “off-book” opportunities you were offered
- Preserve all email correspondence, statements, and promotional materials
- Contact our experienced securities fraud attorneys for a confidential review of your potential claim
Remember: Time limits (“statutes of limitations”) may apply to the recovery of your losses. The sooner you reach out, the more options you may have for recovering your funds and holding financial professionals accountable.
Get a Free Consultation Now – Protect Your Interests
If you suspect losses or unauthorized investments involving Motaz Ashri or Oppenheimer & Company, our attorneys are available to review your case free of charge and strictly confidentially. Let us put our insider knowledge, proven success, and national reach to work for you.
Call now for your complimentary consultation: 1-888-885-7162.
Your recovery and peace of mind are our top priority. If you have questions about your investments or have concerns regarding your financial advisor, do not wait. Take control – contact us today so we can fight for the recovery of your funds.
