Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened a formal investigation into Tyre Clements Post of P&P Wealth Management, LLC, based in Victoria, Texas. Our attorneys are currently reviewing matters related to Mr. Post’s registration status and the recent disciplinary actions taken by the Texas State Securities Board (TSSB). If you have questions about your investment account, or concerns about how your funds were managed by Mr. Post or P&P Wealth Management, we encourage you to contact us promptly at 1-888-885-7162 for a free and confidential consultation.
Background on Tyre Clements Post
Table of Contents
| Name: | Tyre Clements Post |
| CRD Number: | 4937178 |
| Current Firm: | P&P Wealth Management, LLC |
| Location: | Victoria, Texas |
| Prior Firms: | Raymond James Financial Services, UBS Financial Services, Merrill Lynch |
| Registered Investment Adviser? | Yes |
| Texas Sanctions? | Yes – Reprimanded and suspended by TSSB |
Mr. Post currently operates with P&P Wealth Management, LLC, located at 505 Salem Rd., Victoria, Texas. He previously held positions with respected broker-dealers, including Raymond James Financial Services, UBS Financial Services, and Merrill Lynch. As of this writing, Mr. Post and his firm manage approximately $3 million in assets for about 20 clients.
Recent Regulatory Actions & Red Flags
Our ongoing investigation was prompted by the recent Texas State Securities Board’s Order sanctioning both Tyre Clements Post and P&P Wealth Management. The TSSB found that:
- Between September 2011 and April 2026, Mr. Post acted as an investment adviser representative in Texas eight times while not properly registered with the Securities Commissioner, directly violating Section 4004.102 of the Texas Securities Act.
- These actions led to a formal reprimand and a two-week suspension of Mr. Post’s registration as an investment adviser representative.
- P&P Wealth Management was also sanctioned and required to take significant corrective steps.
Mandatory Compliance Undertaking
The regulatory order included strict requirements for Mr. Post and P&P Wealth Management, including:
- Hiring an outside compliance consultant within 150 days.
- The consultant must conduct a full review of the company’s business practices to ensure compliance with all state and federal securities laws.
- P&P Wealth Management must submit the report of findings to the TSSB, along with a list of any corrective measures taken.
This level of regulatory intervention is significant and signals a serious breach in professional standards and oversight. If your investments were handled by Mr. Post during this period, you may have legal options to recover your losses.
What Public Records Reveal: Key Facts
Our review of current BrokerCheck and regulator databases for Tyre Clements Post (CRD# 4937178) shows:
- No FINRA disciplinary actions or reported customer disputes.
- No customer complaints or arbitration filings as of the latest public records.
- No known bankruptcy disclosures.
- Employment history aligns with official filings—prior registrations with major broker-dealers and current RIA status at P&P Wealth Management, LLC.
- No SEC enforcement proceedings or federal orders have been issued against Mr. Post.
- No cease-and-desist orders or administrative actions uncovered in state securities databases, aside from the Texas sanction.
- No adverse news or pending civil lawsuits related to investor losses or advisory services.
However, the crucial issue is not the absence of customer complaints or arbitrations, but rather the regulatory violation for acting unregistered as an investment adviser. This violation can result in serious financial consequences for clients and is a vital red flag investors must not overlook.
Summary Table of Regulatory and Red Flag Findings
| Regulatory Issue | Details |
|---|---|
| Unregistered Advisory Services | 8 instances (2011–2026) of acting as investment adviser representative without proper registration |
| Regulatory Sanctions | Reprimanded and suspended for two weeks by TSSB |
| Corrective Requirements | Outside compliance review; report and heightened oversight required by Texas regulators |
| Complaints or Lawsuits | No customer-initiated disputes or lawsuits reported as of latest records |
How Investors May Be Affected
If you were a client of Tyre Clements Post or P&P Wealth Management, LLC in Victoria, Texas, the violations cited by the TSSB may have impacted the management of your assets. Acting without proper registration is a violation designed to protect investors from unqualified or unsupervised advisors. Even absent specific customer complaints, regulators deemed the conduct serious enough to warrant a suspension and external monitoring.
We bring 95+ years of combined securities law experience, a 98% success rate across hundreds of investor claims, and deep insider knowledge from our years as former Wall Street defense counsel. Our team is Top 2% peer-reviewed (Martindale-Hubbell AV Preeminent), regularly recognized as Super Lawyers, and consistently receives 5.0-star client reviews. Our attorneys are fierce advocates, focused on helping you recover your investment losses and restore your peace of mind.
Complaints and Claims You May Have
- Concerns about account handling or suitability – were recommendations made in your best interest while Mr. Post was unregistered?
- Compliance or supervision failures – was P&P Wealth Management properly monitoring your account and the adviser’s status?
- Potential overconcentration or unsuitability issues as a result of inadequate or unsupervised advice.
- Lack of full disclosure – were you properly informed of the adviser’s credentials and registration status?
If you have experienced unexpected losses, feel your funds were not managed according to your risk profile, or simply want to confirm that your investments were handled appropriately, we are ready to advocate for your recovery.
Take Action Now: Free Consultation with Our Experienced Attorneys
You deserve to understand your rights and options. Our firm offers a complimentary, risk-free consultation—and we work on a no recovery, no fee basis. Let our former Wall Street defense attorneys use our insider knowledge to fight for your recovery.
If your account was managed by Tyre Clements Post or P&P Wealth Management in Victoria, TX, call us today at 1-888-885-7162 for an immediate case review. Your path to recovering your losses and holding financial professionals accountable starts now.
