Attention investors: Haselkorn & Thibaut, a leading national investor rights law firm, has opened an investigation into Matt Wilson (CRD# 4576995), a Boulder, Colorado-based financial advisor affiliated with Ausdal Financial Partners. This report is intended to provide a comprehensive overview of the advisor’s professional background, disclosure history, and any identifiable red flags, supporting you in making well-informed decisions about your investments and potential recovery of losses.
About Matt Wilson – Credentials and Background
Table of Contents
- Name: Matt Wilson
- CRD Number: 4576995
- Current Broker-Dealer: Ausdal Financial Partners, Inc.
- Location: Boulder, Colorado
- Years of Experience: Over 23 years in the financial services industry
- State Licenses: Active in 24 states
- Exams Passed: SIE, Series 7, Series 31, Series 66
Matt Wilson is currently a registered broker and investment adviser with Ausdal Financial Partners. He has held similar positions at respected firms like Capital Financial Services, Merrill Lynch, and Morgan Stanley during his career. He is authorized to provide securities advice and to transact in numerous states. His compliance and educational histories are in line with industry standards.
Disclosures, Complaints & Regulatory History
Investors should always know if their advisor has a history of customer complaints or regulatory red flags. Below is a transparent overview of what public records, including FINRA BrokerCheck and relevant regulatory databases, report regarding Matt Wilson:
| Event | Date & Source | Outcome | Details |
|---|---|---|---|
| Regulatory Sanction (North Dakota) | 2009, State Regulator | Resolved, 14-day suspension, $1,000 fine | Alleged to have signed a client’s signature to open an account, addressed in written statement, client provided a letter of support. |
| Employment Termination (Merrill Lynch) | 2008, Employer | Terminated | Alleged to have signed a client’s name on a document without direct authorization; advisor explained rationale and disclosed it to all parties. |
| Customer Complaints | Entire registration history | No disclosures | No reported customer complaints or civil suits. |
| Regulatory Actions | Entire registration history | No pending or settled actions | No open or prior investigations by FINRA, the SEC, or other agencies after 2009 incident. |
| Bankruptcies / Judgements | Entire registration history | None | No personal or professional bankruptcies, no tax liens or court judgements reported. |
| Investor Suits / Arbitration Awards | Entire registration history | None | No records of arbitration claims or settlements disclosed. |
Private Offerings: Inspired Healthcare Capital and Potential Risks
A critical aspect for investors to consider is Matt Wilson’s appearance on a Form D filing for Inspired Healthcare Capital, a company that offered private placement investments in the senior living sector. This company, according to industry sources, raised substantial amounts via alternative investments distributed “through a network of independent contractor broker-dealers,” and subsequently entered bankruptcy. These investments reportedly ceased making investor distributions, which may have led to losses for certain investors.
There are still open questions about the breadth of involvement by representatives—including Mr. Wilson—in such offerings and the nature of due diligence performed. If you invested in Inspired Healthcare Capital through Matt Wilson or Ausdal Financial Partners and experienced losses, you may have options for recovery.
What Are the Real Red Flags?
- Past regulatory sanctions concerning document signing procedures, suggesting a need for vigilance in ensuring all paperwork is above reproach
- Associated with alternative investments (e.g., Inspired Healthcare Capital) that have since entered bankruptcy, raising important suitability and due diligence considerations
- No history of customer complaints or investor arbitration claims—yet this does not diminish the importance of reviewing your portfolio for possible unsuitable investments or lack of full disclosure
What Should Investors Do Next?
Even when there are few formal complaints, potential risks can still exist if you have invested in private placements or alternative investments. Many investors first realize losses only once a product fails to meet distribution or liquidity expectations—especially with complex offerings.
Haselkorn & Thibaut’s experienced legal team is now actively investigating claims related to Matt Wilson and Ausdal Financial Partners. With over five decades of experience, a 98% success rate, and millions recovered for individual and group claimants, our law firm stands ready to help you determine your rights and explore your options for loss recovery. No recovery, no fee.
Key Services:
- Free, confidential consultation with a licensed securities attorney
- Portfolio review for unsuitable investments and red flags
- Analysis of private placements and alternative investment risks
- Clear explanation of possible next steps for financial recovery
How to Protect Yourself
- Regularly review all account statements and trade confirmations
- Ask your advisor about the risks, liquidity, and suitability of any alternative investment before purchasing
- Check your advisor’s record using tools like BrokerCheck
- Contact independent professionals if you suspect misrepresentation, lack of disclosures, or unsuitable recommendations
Your Next Step:
If you believe you have experienced losses while working with Matt Wilson of Ausdal Financial Partners—especially involving Inspired Healthcare Capital or other private placements—it is important to act promptly. Contact Haselkorn & Thibaut today at 1-888-885-7162 for a free, no-obligation case review. You owe it to yourself and your family to understand your options and protect your financial future. No recovery, no fee.
Your financial security is our top concern. Our investigation is ongoing. If you have additional information or questions, reach out now for confidential guidance and determine if you may recover your investment losses.
