Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a formal investigation into Miami, Florida-based financial advisor Javier Naselli (CRD# 2425401) and his recent activities at Creand Securities, following mounting concerns regarding investor complaints associated with his tenure at both Creand Securities and UBS Financial Services.
With 95+ years of combined securities law experience and a 98% success rate across hundreds of claims—having recovered over $520 million for investors—our attorneys are uniquely positioned to leverage our insider knowledge as former Wall Street defense lawyers to fight for those harmed by potential investment fraud. If you suspect that your accounts were mishandled by Javier Naselli or another financial advisor, we encourage you to request a free and confidential case review by calling 1-888-885-7162. No recovery, no fee. Top 2% peer-reviewed, Super Lawyers-designated, and rated 5.0 stars by our clients.
Why Haselkorn & Thibaut Is Investigating Javier Naselli in Miami, FL
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As of July 2026, Javier Naselli is a registered broker with Creand Securities in Miami, Florida, licensed in both Florida and Texas. His prior career includes notable firms such as UBS Financial Services, Credit Suisse Securities, Morgan Stanley, Dean Witter Reynolds, and Merrill Lynch. While Mr. Naselli’s professional credentials and lengthy registration history might appear impressive on the surface, recent events trigger red flags that investors must not ignore.
Investors have a right to accurate information, suitability, and fair dealing from their advisors. When these standards are violated—through unsuitable recommendations, misleading representations, or illicit selling away schemes—substantial losses and rights violations may occur. That’s why when allegations of improper conduct arise, we consider it our duty to investigate thoroughly and offer support to affected investors.
Investor Complaints: Summary & Timeline
| Date Filed | Affiliated Firm | Allegation | Status | Claimed Damages |
|---|---|---|---|---|
| June 2026 | UBS Financial Services | Illicit and unsuitable selling away scheme—investment in a biorefinery in Uruguay | Pending | $5,000,000 |
| 2020 | UBS Financial Services | Failure to follow client instructions and recommending unsuitable investments | Denied by Firm | Unspecified |
- June 2026: An investor complaint alleges Javier Naselli engaged in an illicit and unsuitable selling away scheme by recommending an investment in a biorefinery project in Uruguay. This claim, involving potential damages of $5 million, remains pending and is actively under review.
- 2020: Another investor reported that Mr. Naselli failed to adhere to specific client instructions and recommended an unsuitable product. The firm denied this complaint; however, it underscores ongoing suitability and diligence concerns.
Red Flags & Patterns Identified
Through our investigation and review of publicly available records, several patterns and risks have emerged for investors working with Javier Naselli in Miami, Florida:
- Selling Away Allegations: The pending seven-figure complaint alleges selling away, a potentially serious breach where an advisor offers investments not approved or overseen by their brokerage. Such conduct can expose investors to unauthorized and potentially fraudulent opportunities.
- Suitability Concerns: Both complaints center around recommendations that may not match the client’s stated risk tolerance or financial objectives. Suitable advice is required by law; failure to provide such guidance is a red flag for possible violations.
- Communication and Transparency Issues: In his response, Mr. Naselli claimed that he discussed risks and sought client approvals. Yet, conflicting statements and denied complaints raise questions about whether full, accurate disclosures were made to investors.
While some defenders in the industry may attempt to portray these cases as misunderstandings or market downturn frustrations, our experience shows that patterns of unsuitability, misrepresentations, or unauthorized transactions must never be taken lightly.
Professional Background – What Investors Should Know
- Years of Experience: Javier Naselli has 31 years in the securities industry.
- Current Registration: Creand Securities LLC (Miami, Florida) since August 2025.
- Prior Positions: UBS Financial Services (until July 2025); Credit Suisse Securities; Morgan Stanley; Dean Witter Reynolds; Merrill Lynch.
- Licenses: Holds Series 7, 63, 65, SIE, and 31; licensed in Florida and Texas.
For the most up-to-date background, we recommend reviewing his BrokerCheck profile.
Current Regulatory and Litigation Status
Based on our review of records as of July 2026, including FINRA, SEC, and federal court searches:
- No finalized regulatory actions, arbitrations, or civil/criminal court actions involving Javier Naselli.
- No SEC enforcement actions or federal lawsuits identified.
- No public news or firm press releases referencing settlements or disciplinary actions at Creand Securities or UBS Financial Services.
However, the pending investor dispute seeking $5 million in alleged damages is a significant concern for any past or present clients. A pattern of serious complaints—even if denied or not yet adjudicated—warrants careful attention and further scrutiny, especially as regulatory findings sometimes lag behind investor reports.
What Should You Do If You Suffered Losses with Javier Naselli or Suspect Misconduct?
If you invested through Javier Naselli in Miami or Florida and now face unexpected losses, or if you have concerns about how your portfolio was managed at Creand Securities or UBS Financial Services, it is vital to act promptly. Our attorneys have recovered hundreds of millions for investors misled or mistreated by financial advisors. Our insider knowledge as former industry defense counsel gives you a unique advantage in pursuing recovery of your losses.
- Did you invest in products or projects you did not fully understand?
- Were you recommended high-risk or unsuitable investments?
- Did your advisor disclose and explain all related risks and conflicts?
- Are you concerned about investments made outside a firm’s official approval?
You may have rights to recovery. Even if a firm initially denies your complaint or blames market conditions, you can take action. As part of our investigation, we are offering free consultations and contingency representation, meaning you pay nothing unless we recover funds for you.
Contact Us for a Free Consultation – Your Recovery Starts Now
If you or a loved one sustained investment losses with Javier Naselli (Creand Securities, Miami
