Investigating Complaints Against Robert Armstrong and Dawson James Securities, Inc.

Investment Fraud

Did you suffer investment losses after working with Robert Armstrong (also known as Dr. Robert Douglas Armstrong, PhD, or R. Douglas Armstrong), a broker and financial advisor currently registered with the Financial Industry Regulatory Authority (FINRA) through the Boca Raton, Florida office of Dawson James Securities, Inc. (Dawson James) If so, the attorneys of Investment Loss Recovery Group want to help you. We are now investigating potential complaints against Mr. Armstrong.

Our law firm works with clients nationwide who have lost money due to the negligence and/or misconduct of brokers and financial advisors whom they had trusted to provide sound investment advice and to ethically and responsibly handle their accounts. We bring more than 40 years of combined legal experience to our clients as well as in-depth knowledge of the financial services industry. Both of our attorneys have backgrounds as licensed securities brokers and as defense counsel for large Wall Street brokerage firms. today if you incurred investment losses after working with Mr. Armstrong or Dawson James. We will review your potential claims in a free and confidential consultation.

Who Is Robert Douglas Armstrong?

You can find information about R. Douglas Armstrong (CRD# 5236735) through a database which is available online and accessible by the public,  the FINRA Central Registration Depository (CRD). Based on his FINRA BrokerCheck Report:

Mr. Armstrong had previously worked in the financial services industry since 2010. Over the course of his career, he has been registered with several FINRA firms, he has been registered through:

  • Dawson James Securities, Inc. in Boca Raton, FL (2012-present)
  • WestPark Capital, Inc. in Bosca Raton, FL (2011-2012)
  • Aurora Capital, LLC in Bridgehampton, N.Y. (2010-2011)

FINRA Brokercheck records reflect Mr. Armstrong was registered with a FINRA Series 7 license in 2000, a Series 63 license in 2014, and Mr. Armstrong’s FINRA Brokercheck report discloses seven customer dispute matters since 2017.

Robert Armstrong & Dawson James Securities Inc.

The Most Recent Disclosures Reported on Mr. Robert Armstrong’s FINRA Brokercheck?

The most recent disclosures on Mr. Armstrong’s FINRA Brokercheck include customer disputes that are either pending or settled and including allegations of: unsuitable recommendations, negligence, material misstatements and omissions, and a failure to give full disclosures along with other allegations. See FINRA Brokercheck report for additional details.

How Can You Recover Investment Losses Involving Mr. Armstrong or Dawson James?

If you suffered investment losses involving Mr. Armstrong or Dawson James or if you suspect your accounts or investments were handled negligently or improperly, you may wish to seek legal advice and a no-cost review of your accounts or investments as soon as possible. You may be entitled to a recovery of your losses in addition to other damages. You may also have the right to file a private, confidential FINRA complaint against any broker, or brokerage firm that failed to properly handle your investment account, or may have failed to adequately supervise your investment accounts, or Mr. Armstrong’s conduct as a broker and financial advisor.

The skilled securities arbitration and investment fraud lawyers of Investment Loss Recovery Group have an insider’s view of the legal and regulatory issues that can affect a case, and we understand how brokerage firms evaluate these matters. We can review your case and present you with a strategic plan to help you recover your investment losses as expeditiously as possible.

We serve clients throughout the country. Contact us today for a free consultation and find out more about how we can assist you.

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