Investigating Complaints Against Robert Abramowitz, National Securities, Oppenheimer and Raymond James.

two investors shocked over their losses

Did you suffer investment losses after working with Robert Abramowitz, a broker and financial advisor registered with the Financial Industry Regulatory Authority (FINRA) through the Melville, New York branch of National Securities Corporation (National Securities) If so, the attorneys of Investment Loss Recovery Group want to help you. We are now investigating potential complaints against Robert Abramowitz, National Securities, Oppenheimer & Co, Inc. (Oppenheimer) and Raymond James Financial Services, Inc. (Raymond James).

Our law firm works with clients nationwide who have lost money due to the negligence and/or misconduct of brokers and financial advisors whom they had trusted to provide sound investment advice and to ethically and responsibly handle their accounts. We bring more than 40 years of combined legal experience to our clients as well as in-depth knowledge of the financial services industry. Both of our insurance fraud attorneys have backgrounds as licensed securities brokers and as defense counsel for large Wall Street brokerage firms.

Contact us today if you incurred investment losses after working with Mr. Abramowitz, National Securities, Oppenheimer, or Raymond James. We will review your potential claims in a free and confidential consultation.

Who Is Robert Abramowitz?

You can find information about Robert Abramowitz (CRD# 4437589) through two databases which are available online and accessible by the public, the FINRA Central Registration Depository (CRD) and Investment Adviser Registration Depository (IARD). Based on his FINRA BrokerCheck Report and his IARD Public Disclosure Report:

Mr. Abramowitz has worked in the financial services industry since 2001. Over the course of his career, he has been registered with FINRA through:

  • David Lerner Associates, Inc. in Syosset, New York (2001-2005)
  • Wells Fargo Advisors, LLC in Great Neck, New York (2005-2011)
  • Raymond James Financial Services, Inc. in Garden City, New York (2011-2016)
  • Oppenheimer & Co., Inc. in Jericho, New York (2016 – 2017)
  • National Securities Corporation in Melville, New York (2017-present)

What are the Customer Disputes Reported on Robert Abramowitz’s FINRA Brokercheck?

There are three customer dispute disclosures appearing on Mr. Abramowitz’s FINRA brokercheck.  All appear between 2016-2018, with two having now been settled and one remaining pending. The allegations appear to include negligence, breach of fiduciary duty, breach of contract, misrepresentations, failures to supervise, and incorrect account paperwork.

How Can You Recover Investment Losses Involving Mr. Abramowitz, Raymond James, Oppenheimer, or National Securities?

If you suffered investment losses involving Mr. Abramowitz, Raymond James, Oppenheimer, or National Securities due to suspected negligence, breach of any duties, misrepresentations or omissions, or any failures to supervise, or if you suspect your accounts or investments were handled negligently or improperly for any reason, you may wish to seek legal advice and a no-cost review of your accounts or investments as soon as possible. You may be entitled to a recovery of your losses in addition to other damages. You may also have the right to file a private, confidential FINRA complaint against any broker, or brokerage firm that failed to properly handle your investment account, or may have failed to adequately supervise your investment accounts, or Mr. Abramowitz’s conduct as a broker and financial advisor.

The skilled securities arbitration and investment fraud lawyers of Investment Loss Recovery Group have an insider’s view of the legal and regulatory issues that can affect a case, and we understand how brokerage firms evaluate these matters. We can review your case and present you with a strategic plan to help you recover your investment losses as expeditiously as possible.

We serve clients throughout the country. Contact us today for a free consultation and find out more about how we can assist you.

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