Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Abebi Stafford (CRD# 6550592), a financial advisor based in New Brighton, Minnesota and registered with Ameriprise Financial Services. Investors deserve to understand the potential risks associated with their advisors, especially when allegations arise involving unauthorized trading and significant losses.
As a national investor advocacy firm with a 98% success rate across hundreds of claims, 95+ years of combined securities law experience, and more than $520 million in securities matters, our attorneys bring unique insider knowledge as former Wall Street defense lawyers. If you believe you may have experienced similar losses or misconduct, please call us at 1-888-885-7162 for a complementary, confidential consultation. No recovery, no fee.
Who Is Abebi Stafford of Ameriprise Financial Services?
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Abebi Stafford operates out of New Brighton, Minnesota, and carries a decade of experience in the securities industry. He has been registered as a broker with Ameriprise Financial Services since 2016 and as an investment advisor since 2020. His current licenses span a wide range of states including Arizona, California, Florida, Georgia, Michigan, Minnesota, North Carolina, South Carolina, Virginia, and Wisconsin.
| Advisor Name | Abebi Stafford |
|---|---|
| CRD Number | 6550592 |
| Firm | Ameriprise Financial Services |
| Location | New Brighton, MN |
| Industry Experience | 10 Years |
| Licenses | SIE, Series 66, Series 7 |
| States Registered | AZ, CA, FL, GA, MI, MN, NC, SC, VA, WI |
What Are the Concerns and Red Flags?
Our review of publicly available disclosures and regulatory records shows that Abebi Stafford’s BrokerCheck report currently lists a significant investor complaint. This complaint, filed in June 2026, alleges that during his time at Ameriprise Financial Services, Mr. Stafford sold shares of SEZL (Sezzle Inc.) without obtaining customer authorization. The complaint remains pending and involves claimed damages of $569,637.62.
Unauthorized trading represents a serious violation of investor trust and regulatory standards. Under FINRA Rule 3260, brokers cannot make discretionary decisions on an account without written permission from both the customer and the broker-dealer. Actions taken outside these boundaries may be cause for investor recovery efforts.
Pertinent Details from the Complaint Against Abebi Stafford
- Date Filed: June 2026
- Allegation: Sold SEZL shares without client authorization
- Product at Issue: Sezzle Inc. (SEZL) shares
- Damages Sought: $569,637.62
- Status: Pending
How to Research Your Advisor: A Step-By-Step Guide
If you or a loved one have invested with Abebi Stafford in New Brighton, Minnesota, or with Ameriprise Financial Services, you should review your statements and communications for irregularities. We advise the following research steps:
- FINRA BrokerCheck: Search for Abebi Stafford on BrokerCheck using his CRD# 6550592. Review all disclosures, including complaints and regulatory events.
- SEC and State Filings: Search for related actions or orders across federal and state regulator databases.
- Court Records: Use public dockets (e.g., PACER) for lawsuits involving the advisor or Ameriprise Financial Services.
- Independent Legal Review: Consider seeking a case review from our attorneys to determine the strength of any recovery claims.
What Has Been Found To Date?
As of our latest review, Abebi Stafford has:
- One pending investor complaint involving unauthorized trading and substantial alleged damages.
- No disciplinary, regulatory, or criminal actions reported on BrokerCheck to date.
- No SEC enforcement actions or court-filed investor lawsuits currently publicly disclosed.
Note that pending complaints can be an early indicator of more extensive issues, especially when rooted in alleged unauthorized trading. Investors who have suffered losses should stay alert for additional updates or regulatory disclosures.
Next Steps: How Can Investors Recover Losses?
If you suspect you have experienced unauthorized transactions, excessive trading, or other misconduct related to Abebi Stafford or Ameriprise Financial Services, we urge you to act promptly. With our Super Lawyers designation, Martindale-Hubbell AV Preeminent rating (Top 2%), and 5.0-star client reviews, our attorneys are prepared to analyze your claim and pursue your maximum possible recovery.
You are not alone in seeking justice and the potential recovery of lost funds. We are your advocate and will use our intricate understanding of industry practices, grounded in our former defense experience, to fight relentlessly for you.
Free & Confidential Consultation
If you have concerns about Abebi Stafford or Ameriprise Financial Services, contact us today for a confidential case review at 1-888-885-7162. Our attorneys will detail your recovery options and take action on your behalf, all on a strict no recovery, no fee basis.
Your recovery is our mission.
