Did you suffer investment losses after working with Robert Salles, a broker and financial advisor registered with the Financial Industry Regulatory Authority (FINRA) through the Boca Raton, Florida branch of Herbert J. Sims & Co., Inc. (H.J. Sims) If so, the investment law firm, the Investment Loss Recovery Group wants to help you. We are now investigating potential complaints against Robert Salles and H.J. Sims.
Our broker negligence law firm works with clients nationwide who have lost money due to the negligence and/or misconduct of brokers and financial advisors whom they had trusted to provide sound investment advice and to ethically and responsibly handle their accounts. We bring more than 40 years of combined legal experience to our clients as well as in-depth knowledge of the financial services industry. Both of our attorneys have backgrounds as licensed securities brokers and as defense counsel for large Wall Street brokerage firms.
Contact us today if you incurred investment losses after working with Mr. Salles or H.J. Sims. We will review your potential claims in a free and confidential consultation.
Who Is Robert Salles?
You can find information about Robert Salles (CRD# 1468194) through a database available online and accessible by the public, the FINRA Central Registration Depository (CRD) and FINRA BrokerCheck Report.
Mr. Salles has worked in the financial services industry since 1986. Over the course of his career, he has been registered with FINRA through numerous different firms through the 1980s and into 1990 before working at:
- The GMS Group, LLC (1990-1997)
- Salomon Smith Barney Inc. (1997-2002)
- Herbert J. Sims & Co., Inc. (2002 present)
He became registered through H.J. Sims in 2002 and has been employed in Boca Raton, Florida since that time.
What are the Customer Disputes Reported on Robert Salles’s FINRA Brokercheck?
FINRA Brokercheck records reflects a total of six customer dispute disclosures, three from the 2001-2002 time frame and three more from the 2017-2018 time frame.
The most recent customer disputes appear to have been denied, or otherwise remain pending. The allegations that are included in the customer disputes include: breach of fiduciary duty, misrepresentation, fraud, unsuitable investment recommendations, negligence, and a failure to supervise.
How Can You Recover Investment Losses Involving Mr. Salles or H.J. Sims?
If you suffered investment losses involving Mr. Salles or H.J. Sims due to suspected negligence, unsuitable investment recommendations, breach of fiduciary duty, misrepresentation, or if you suspect your accounts or investments were handled negligently or improperly for any reason, you may wish to seek legal advice and a no-cost review of your accounts or investments as soon as possible. You may be entitled to a recovery of your losses in addition to other damages. You may also have the right to file a private, confidential FINRA complaint against any broker, or brokerage firm that failed to properly handle your investment account, or may have failed to adequately supervise your investment accounts, or Mr. Salles’s conduct as a broker and financial advisor.
The skilled securities arbitration and investment fraud lawyers of Investment Loss Recovery Group have an insider’s view of the legal and regulatory issues that can affect a case, and we understand how brokerage firms evaluate these matters. We can review your case and present you with a strategic plan to help you recover your investment losses as expeditiously as possible.
We serve clients throughout the country. Contact us today for a free consultation and find out more about how we can assist you.
Haselkorn and Thibaut, InvestmentFraudLawyers.com, specialize in fighting for investors. We have over 100 years of experience and 95% success rate. Call us now for a free consultation at 1-800-856-3352. No Recovery, no fee.