Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Bradley David Carrier (CRD #7494979). Our attorneys are using our deep insider knowledge from decades of Wall Street defense work to help investors recover possible losses associated with Broker Carrier, particularly during his tenure in Altamonte Springs, Florida, at Synergy Investment Management LLC, LPL Financial LLC, and MML Investors Services, LLC.
Our firm is focused exclusively on representing investors—never brokerage firms. If you’re an investor who worked with Bradley David Carrier and are concerned about your accounts or investments, we invite you to recover your losses and regain control of your financial future. Call us today at 1-888-885-7162 for a no-cost, confidential consultation.
Who Is Bradley David Carrier?
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| Full Name | Bradley David Carrier |
| CRD Number | 7494979 |
| Primary Location | Altamonte Springs, Florida |
| Broker-Dealer Affiliations | LPL Financial LLC, MML Investors Services, LLC |
| Most Recent Advisory Firm | Synergy Investment Management LLC |
| Other Affiliations | Ironclad Advisory Group, Synergy Wealth Alliance, Synergy Growth Alliance |
| Current FINRA Registration | Not currently registered with FINRA |
Red Flags: What Investors Need to Know
Our attorneys investigated recent developments tied to Bradley David Carrier. According to public records, in November 2025, Carrier was discharged by Synergy Investment Management LLC—a registered investment advisory firm—for allegedly referring non-clients to an outside investment opportunity in violation of firm policies. His registration with LPL Financial LLC also ended shortly thereafter in December 2025.
While no regulatory actions or customer complaints currently appear on Carrier’s BrokerCheck profile, the circumstances leading to his termination should be considered a significant warning sign for potential investors and anyone evaluating possible investment losses.
- Termination from Synergy Investment Management LLC (11/2025): Firm records allege Carrier directed outside parties, who were not clients, toward an investment not approved or supervised by his broker-dealer.
- Outside Business Activity: When brokerage firm representatives recommend, refer, or facilitate investments away from their firm’s supervision, it can create compliance concerns and may expose investors to products outside standard regulatory protections.
- Gap in Registration and Current Status: Carrier is not currently registered with FINRA or an active investment adviser firm. Employment gaps or rapid affiliation changes may raise concerns about underlying compliance or conduct issues.
What Complaints or Actions Exist Against Bradley David Carrier?
Our research leverages 95+ years of combined securities law experience and comprehensive tools to review records from FINRA, the SEC, and state securities regulators. As of [Insert Today’s Date], the following are the official disclosures and findings:
| Regulatory Actions | None reported |
| Customer Complaints/Arbitrations | None reported |
| Civil or Criminal Actions | None reported |
| Terminations for Cause (Other Than 11/2025) | None reported |
| Bankruptcy Filings | None reported |
| SEC/State Regulator Actions | No actions reported |
| Media/Industry-Wide Reports | No media or class actions reported |
While no formal customer complaints or regulatory actions are currently a matter of public record, the following risks may still be relevant for investors:
- Termination involving referral of non-clients outside normal channels
- Unapproved outside business activities that may fall outside firm and regulatory compliance programs
- Rapid departure from multiple investment firms within a short period
- Lack of current FINRA registration, which may limit available institutional oversight
How Does This Affect Investors Seeking Recovery?
If you invested with Bradley David Carrier—whether during his time at Synergy Investment Management, LPL Financial LLC, or MML Investors Services—and experienced unexplained losses, questionable investment recommendations, or were steered toward outside ventures, you may have grounds to pursue recovery through FINRA arbitration or other investor claim actions.
- Even if your account statements do not reflect a formal complaint, losses may still be tied to undisclosed risks or unsuitable recommendations.
- Outside business activities can involve investments lacking full due diligence, regulatory review, or complete risk disclosure.
- Firm terminations and rapid registration changes can sometimes indicate issues that have not yet appeared in public databases.
How Our Firm Advocates for Investors
Our attorneys have handled hundreds of investor claims with a 98% success rate. We are recognized in the Top 2% by Martindale-Hubbell, hold the AV Preeminent rating, have Super Lawyers designations, have handled more than $520 million in securities matters, and maintain 5.0-star client reviews. Every case is managed on a No Recovery, No Fee basis.
We work one-on-one to:
- Review your investment history and correspondence
- Assess for red flags and suitability issues
- Prepare detailed claims aimed at maximizing recovery against errant advisors or brokers
- Leverage our Wall Street defense experience to advocate for your recovery
Next Steps: Get a Free, Confidential Consultation Today
If you lost money with Bradley David Carrier (CRD #7494979) in Altamonte Springs, Florida, or through his associations with Synergy Investment Management LLC, LPL Financial LLC, or MML Investors Services, LLC, our firm is ready to help. Contact us today at 1-888-885-7162 for your free, confidential review. Time limits often apply to investor claims, so do not wait to evaluate your options.
