Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched an investigation into the professional conduct and recent employment separation of Bradley David Carrier (CRD# 7494979), a former broker and financial advisor in Altamonte Springs, Florida. Our attorneys are leveraging decades of insider knowledge from prior Wall Street defense roles to help investors like you recover lost funds stemming from broker misconduct or policy violations.
Our firm focuses exclusively on representing individual investors Nationwide, providing empathetic, expert advocacy backed by a 98% success rate across hundreds of securities claims. We deliver representation with 95+ years of combined experience, recognition in the Top 2% of peer-reviewed law firms (Martindale-Hubbell AV Preeminent), and a “No recovery, no fee” policy. If you invested through Mr. Carrier, LPL Financial LLC, or Synergy Investment Management LLC, and are concerned about your account, call 1-888-885-7162 for a free and confidential consultation. Time limits may apply.
Who Is Bradley David Carrier?
Table of Contents
- Full name: Bradley David Carrier
- CRD Number: 7494979
- Primary Location: Altamonte Springs, Florida
- Last known broker-dealer (FINRA): LPL Financial LLC
- Prior employer: MML Investors Services, LLC
- Registered Investment Adviser affiliation: Synergy Investment Management LLC
- Other business affiliations: Ironclad Advisory Group, Synergy Wealth Alliance, Synergy Growth Alliance
- FINRA registration status: Not currently registered
Mr. Carrier began his brokerage career in 2014, earning Series 7 and 66 licensure and holding positions with both MML Investors Services, LLC and LPL Financial LLC. His most recent advisory role was with Synergy Investment Management LLC, located in Altamonte Springs, Florida.
Why Are We Investigating Bradley David Carrier?
Our ongoing investigation arises from Mr. Carrier’s reported discharge from Synergy Investment Management LLC in November 2025 after less than a year of employment. According to the firm, Mr. Carrier was terminated for allegedly directing non-clients to an outside investment opportunity in violation of policy. Soon after, his registration with LPL Financial also ended in December 2025.
Outside business activity and selling investments away from a broker-dealer’s oversight can create significant risks for investors. Such policy violations may expose you to investment products your broker-dealer did not review for suitability, due diligence, or regulatory compliance. Our attorneys are scrutinizing any investor losses that may connect to these activities.
Summary of Regulatory and Disciplinary History
We thoroughly reviewed the BrokerCheck record, SEC filings, and court databases relating to Bradley David Carrier. As of the latest public filings:
| Area | Status for Bradley D. Carrier (as of 2026) |
|---|---|
| Customer Complaints | 0 |
| Arbitration Filings | 0 |
| Regulatory Actions (FINRA/SEC/States) | 0 |
| Criminal Disclosures | 0 |
| Civil Litigation Records | 0 |
| SEC Enforcement Proceedings | 0 |
Publicly available records indicate no report of customer complaints, FINRA arbitrations, regulatory actions, criminal or civil litigation, or SEC enforcement actions involving Mr. Carrier.
What Are the Red Flags for Investors?
- Recent Termination from an RIA: Mr. Carrier was discharged from Synergy Investment Management LLC for alleged violations involving outside investment solicitations. Unapproved recommendations may increase investor exposure to unscreened risks.
- Policy Violation—Selling Away: Directing investors to outside or unapproved opportunities may violate both internal policies and industry regulations, potentially voiding oversight and investor protections.
- Employment Instability: Multiple job changes can, in some cases, indicate issues with performance or compliance, though here, the main documented separation is Synergy Investment Management LLC (RIA) in late 2025.
- No Current Registration: Mr. Carrier is not registered with any FINRA broker-dealer as of this writing. Unregistered individuals may not lawfully solicit securities or investment business subject to FINRA rules.
Known Investor Complaints and Claims
Reviewing all publicly disclosed matters:
- No formal customer complaints identified in the FINRA BrokerCheck record.
- No FINRA arbitration claims or customer-initiated lawsuits on record.
- No regulatory or governmental actions (SEC, FINRA, or state) against Mr. Carrier to date.
- No reported disciplinary events or criminal complaints.
While this history reflects an absence of filed investor complaints, the recent termination for outside activity is a substantial warning sign. Unapproved investment recommendations may put client funds at risk, especially when the firm’s compliance systems are bypassed. Our attorneys believe that such conduct can lead to viable recovery claims, depending on account history and documentation.
FINRA Arbitration—Your Path to Potential Recovery
If you lost money investing through Bradley David Carrier at LPL Financial LLC, Synergy Investment Management LLC, or related entities in Altamonte Springs, Florida, you may be eligible to seek recovery through the FINRA arbitration process. This confidential, specialized forum can help eligible investors reclaim their funds, often more efficiently than traditional litigation.
What Should You Do Next?
- Request your account records. Secure your statements, trade confirmations, and all communications involving the investments.
- Document communications. Save email, text, and call records regarding any recommendations from Mr. Carrier.
- Contact our attorneys for free guidance. Our team evaluates your claim confidentially and explains your options for recovery.
Why Choose Our Firm to Represent Your Recovery Claim?
- Insider Knowledge: Decades of Wall Street defense experience power our strategy, now on your side.
- Proven Track Record: We have achieved a 98% success rate and are trusted by hundreds of investors nationwide.
- National Reach: Our attorneys represent investors in every state, no matter where you are located.
- No Recovery, No Fee: You pay us nothing unless we secure a recovery of your losses.
- Top Peer Ratings & Client Satisfaction: 5.0-star reviews, Top 2% peer recognition, and Super Lawyers accolades.
Every case is unique, and if you believe you suffered investment losses involving Bradley David Carrier, LPL Financial LLC, or Synergy Investment Management LLC, we invite you to contact us directly. Recovery is possible, even where public records show no prior complaints. Our experience proves that early action makes a difference in outcome.
Take the next step—call our attorneys today at 1-888-885-7162 for a free, confidential consultation. There is hope, and we are ready to fight for your recovery.
