Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into the activities of Vadim Lovinsky (CRD #3261379), formerly registered with Fidelity Brokerage Services LLC and several other broker-dealer firms. As former Wall Street defense attorneys, we leverage decades of insider knowledge to fight for individual investors. Our experience positions our firm as an aggressive advocate for those with concerns about their investment accounts, particularly regarding possible inaccuracies or red flags connected to current or former financial advisors. If you had dealings with Vadim Lovinsky, particularly in New York, NY, where Fidelity Brokerage Services LLC has a major presence, this research report is for you.
Every client deserves transparency, trust, and adherence to the highest ethical standards from their advisor. When these standards are called into question, even by what may appear to be minor issues, investors must act quickly to protect their assets and explore options for recovery. Below, we summarize all material public information about Vadim Lovinsky, outline the regulatory rules at stake, and explain what steps concerned investors can take next.
Summary Table: Vadim Lovinsky’s Broker Profile
Table of Contents
| Advisor Name | Vadim Lovinsky |
| CRD Number | 3261379 |
| Current Broker-Dealer | None (not currently registered) |
| Past Broker-Dealers |
|
| Registration History | Formerly registered; discharged by Fidelity on 6/16/2026 |
Red Flags in Vadim Lovinsky’s Professional History
Regulatory records must be reviewed in full context. In preparing this report, our attorneys carefully examined the FINRA BrokerCheck report, along with all publicly available disciplinary and employment disclosures. Here are the key findings:
- Discharged by Fidelity Brokerage Services LLC (2026): Fidelity terminated Vadim Lovinsky, alleging he created inaccurate internal records regarding attempts to contact clients. No product issue or customer financial loss was directly linked to this event, but this type of recordkeeping violation can reflect broader concerns about compliance culture or ethical standards.
- One Customer Dispute (2016): A client alleged a suitability concern involving a managed account while Vadim Lovinsky was registered with J.P. Morgan Securities LLC. The client sought $5,000 in damages relating to activity from October 2015 through May 2016. The firm denied the complaint, and the record shows a $0 settlement.
Full List of Complaints and Disclosures Against Vadim Lovinsky
- Employment Separation Disclosure: Discharged by Fidelity Brokerage Services LLC on June 16, 2026. Reported reason: “Created inaccurate internal records regarding attempts to contact clients.”
- Customer Dispute Disclosure: Dated May 13, 2016. Client alleged an unsuitable recommendation relating to a managed account and sought $5,000. Denied by J.P. Morgan Securities LLC; no settlement.
At this time, there are no other reported disclosures, including no civil lawsuits, regulatory actions, arbitration awards, bankruptcy filings, or SEC enforcement matters tied to Vadim Lovinsky, according to FINRA and SEC public sources as of August 30, 2026. You can review the most current record at BrokerCheck.
Why These Issues Matter to Investors
Every client has the right to transparency and honest documentation under FINRA Rule 2010. When an advisor is discharged for creating inaccurate internal records, that trust is called into question. Even if the issue involves only internal notes, it may suggest deeper weaknesses in compliance or supervision. For investors at Fidelity Brokerage Services LLC, or those who dealt with Vadim Lovinsky at any prior firm, accurate and honest recordkeeping is essential, especially when evaluating potential recovery options in the event of a dispute.
With respect to suitability under FINRA Rule 2111, every broker must consider your investment objectives, risk tolerance, and financial situation before making recommendations. If you believe your portfolio was mismatched to your needs, an experienced securities law team can evaluate whether your losses may be recoverable through arbitration or other legal avenues.
Understanding Regulation Best Interest (Reg BI)
Since June 2020, Regulation Best Interest (Reg BI) has imposed heightened obligations on broker-dealers. Advisors and firms must:
- Disclose all material facts, fees, and conflicts of interest
- Act with diligence, care, and skill when making recommendations
- Identify and mitigate conflicts that could harm the customer
- Maintain robust compliance policies across the firm
Even past conduct, such as inaccurate records or questionable recommendations, may help reveal patterns suggesting broader compliance failures. If a broker or firm failed to act in your best interest, you may have grounds to seek financial recovery.
How Our Firm Advocates for Investors
Our attorneys have handled hundreds of investor claims nationwide, bringing 95+ years of combined securities law experience and a reported 98% success rate to every case. With involvement in more than $520 million in securities matters and a nationally recognized reputation, including Martindale-Hubbell AV Preeminent, Super Lawyers, and 5.0-star client reviews, we know how to analyze regulatory records and pursue strong avenues for investor recovery.
Our “No recovery, no fee” policy means you do not owe attorneys’ fees unless compensation is recovered on your behalf. If you have questions about Vadim Lovinsky’s conduct or believe you suffered investment losses through Fidelity Brokerage Services LLC or any prior employer, our background and experience can help identify potential wrongdoing and pursue recovery.
Next Steps: Free, Confidential Consultation with Our Attorneys
If you are unsure what to do next, contact us now for a free and confidential consultation if you:
- Worked with Vadim Lovinsky at Fidelity Brokerage Services LLC or another broker-dealer
- Have concerns about investment recommendations, account management, or recordkeeping
- Need guidance on your options for recovering losses, if any occurred
Call our attorneys directly at 1-888-885-7162 for immediate assistance, or fill out our contact form for a thorough, risk-free evaluation of your situation. We represent investors nationwide, including in New York, Florida, California, Texas, and beyond. Every conversation is confidential, and we only collect fees if we recover losses on your behalf.
If you would like a print-ready PDF of the FINRA report or need help understanding past transactions and disclosures, reach out now. Your recovery starts with an informed review and support from experienced securities attorneys advocating on your side.