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UBS Advisor Lands $1mm Investor Complaint

Investor Complaint Targets Viqas Akhtar At National Securities Advisor

Within the intricate realm of the Miami finance industry, Viqas Akhtar is certain to raise eyebrows, as his financial credentials are currently under severe scrutiny. A recent allegation against him maintains that he has indulged in excessive trading. Since Akhtar’s primary professional role is as a financial advisor with B. Riley Wealth Management, these allegations […]

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UBS Advisor Lands $1mm Investor Complaint

Belpointe Advisor Richard Rogers Resigns Amid Allegations

Phoenix-based financial consultant Richard Rogers (CRD# 1847671) has made headlines recently as he stepped down from a previous brokerage due to misconduct accusations. Previously associated with Belpointe Asset Management, he is now on file with Brookwood Investment Group, according to records from the Financial Industry Regulatory Authority (FINRA). A deep dive into Rogers’ BrokerCheck report

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UBS Advisor Lands $1mm Investor Complaint

J&M Financial Advisor John Franzino Faces Forgery Complaint

John Franzino, a seasoned financial advisor from Massapequa, New York, faces allegations of misconduct related to insurance sales. According to the Financial Industry Regulatory Authority, Franzino is a broker with Ameritas Investment Company and the proprietor of J&M Financial Services. He has an extensive registration history, which includes his association with NYLife Securities. Investors’ Allegation

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UBS Advisor Lands $1mm Investor Complaint

Did Gus Mask (Cambridge Advisor) Suggest Unsuitable Products?

In the world of financial investments, the sanctity of trust between an investor and a financial advisor is paramount. But what happens when that fundamental trust is shattered, leaving investors to grapple with significant financial setbacks? Unfortunately, this scenario is unfolding in real-time in Fort Worth, Texas, where Gus Mask, a local financial advisor, is

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