Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Osaic Institutions To Pay $650K For AML Failures After FINRA Action

Anti-money laundering (AML) compliance represents a critical regulatory framework that financial institutions must maintain to detect and prevent illicit financial activities. Osaic Institutions To Pay $650K For AML Failures demonstrates how regulatory authorities actively monitor and penalize firms that fall short of these essential standards. The Financial Industry Regulatory Authority (FINRA) imposed this substantial penalty […]

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Stifel Pays Another $850K Settlement Over Structured Notes After Broker Scandal

Stifel Pays Another $850K Settlement Over Structured Notes represents another costly chapter in an ongoing financial scandal that continues to impact investors Nationwide. We define structured notes as complex investment products that combine bonds with derivatives, often marketed to investors seeking higher returns than traditional investments. The Chuck Roberts scandal at Stifel Financial demonstrates how

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Financial Advisor Lost My Money

Investigation Probes Gabe Candea at Emerson Equity’s Beacon Investment Realty

Haselkorn & Thibaut has launched an independent investigation into Gabe Candea (CRD# 5531840), a broker and investment advisor based in Irvine, California, who is registered with Emerson Equity and operates under the name Beacon Investment Realty. If you have concerns about your financial accounts or investments with Mr. Candea or his firm, this report is

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Financial Advisor Lost My Money

Investigation Launched Into Clayton Taylor, Elizabeth Valenti at Osaic Wealth’s Platinum Wealth Solutions

Haselkorn & Thibaut, a leading National Securities fraud law firm, has opened an investigation into San Antonio, Texas-based financial advisors Clayton Taylor and Elizabeth Valenti, both registered representatives of Osaic Wealth (d/b/a Platinum Wealth Solutions of Texas). If you have concerns regarding your investments or have experienced losses while working with these advisors, you may

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