Investment Fraud Lawyers

Merrill Lynch advisor Donald Hansen is currently under investigation for allegedly excessively trading a client’s account and failing to act in her best interest between January 2021 and January 2024. The client has filed a pending customer dispute against Hansen, who was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691) in California […]

Timothy Darragh – Stifel, Nicolaus & Company, Chicago, IL: Haselkorn & Thibaut Investigation Report Haselkorn & Thibaut, investment fraud lawyers with a national reach and over 50 years of experience, has opened an investigation into Timothy Darragh (CRD 1897635), a registered financial advisor based in Chicago, IL, currently employed by Stifel, Nicolaus & Company, Incorporated.

Amanda Hale, a broker and investment advisor associated with Ameriprise Financial Services, LLC, is currently facing allegations from a former client regarding misrepresentation and failure to fully disclose the details of an income benefit rider in a variable annuity purchased through a 1035 exchange transaction in February 2015. The customer dispute, filed on January 4,

Thomas Rohn of Moloney Securities in Indianapolis, Indiana: Investor Alert and Regulatory Overview Haselkorn & Thibaut (investmentfraudlawyers.com), a national securities fraud law firm, has opened an investigation into Indianapolis-based financial advisor Thomas Rohn (CRD# 1306805) of Moloney Securities, doing business as Planned Investment Company. This report is designed for investors to deliver a clear, unbiased

Comprehensive Report: Jon James Toerner, Austin, TX — Stifel, Nicolaus & Company, Inc. (Formerly Fidelity) Haselkorn & Thibaut, a leading national investment fraud law firm with over 50 years of experience and a 98% success rate, has launched an investigation into Jon James Toerner (CRD #7330298), a financial advisor currently registered with Stifel, Nicolaus &