Investment Fraud Lawyers

Jeffrey Smaka, a broker and investment advisor associated with J.P. Morgan Securities LLC, is facing allegations of misrepresentation regarding a variable annuity investment. The customer dispute, which was denied, claims that Smaka engaged in misconduct between November 9, 2020, and November 9, 2020. Haselkorn & Thibaut, a national investment fraud law firm, is currently investigating […]

Haselkorn & Thibaut has opened an investigation into Green Bay, Wisconsin financial advisor Brandon Larsen following recent regulatory sanctions and his termination from Thrivent Investment Management. If you’ve worked with Mr. Larsen or have concerns about your investments, understanding the details of these actions can help you make informed decisions about your financial future. Understanding

Haselkorn & Thibaut has opened an investigation into New York City financial advisor Mack Miller following recent regulatory actions that have raised significant concerns about his trading practices. If you’ve worked with Mr. Miller or have experienced investment losses, understanding his regulatory history and the red flags in his record can help you make informed

Haselkorn & Thibaut has opened an investigation into potential unsuitable investment recommendations made by financial advisors at Osaic Wealth and Stifel Nicolaus & Company regarding the Easterly ROCMuni High Income Municipal Bond Fund. If you invested in this fund through either firm and suffered losses, you may have legal options to recover your investment. Understanding

Haselkorn & Thibaut has opened an investigation into Santa Cruz financial advisor James Gahagan (CRD# 2771502) following a recent investor complaint alleging unsuitable investment recommendations. The complaint, which sought $206,027.31 in damages, raises important questions for current and former clients about their investment portfolios. Understanding the Recent Complaint Against James Gahagan In April 2025, an