Hector Villaescusa, a broker and investment advisor associated with Bulltick, LLC (CRD 104005) in Florida, is facing a pending customer dispute filed on January 4, 2024. The plaintiffs, private investment vehicles connected to a high-net-worth family office, allege that they lost money investing in a private special purpose vehicle that invested in convertible notes issued […]
Soyoung Yom – Los Angeles, CA NYLife Securities: Investor Red Flags, Complaint History, and What Investors Need to Know Haselkorn & Thibaut (investmentfraudlawyers.com) has opened an independent investigation into Soyoung Yom (CRD# 4243462), a Los Angeles, California financial advisor currently registered with NYLife Securities. Our goal is to inform and protect investors who may have
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Joe Gamez, Raymond James Financial Advisor, Barred Following Alleged Misconduct – San Antonio, Texas Haselkorn & Thibaut has opened an investigation into recent events concerning Joe Gamez (CRD# 4292479), a former San Antonio-based financial advisor most recently registered with Raymond James Financial Services. This report provides a clear, step-by-step overview of Mr. Gamez’s regulatory history,
Raymond James Advisor Joe Gamez Barred by FINRA for Alleged Misconduct Read More »
Haselkorn & Thibaut is investigating allegations against Matthew Copley, a San Diego-based financial advisor registered with Emerson Equity and operating Copley Financial Group. Recent disclosures on his FINRA BrokerCheck record list two pending investor complaints filed in September 2025 that raise concerns about his business practices and compliance with fiduciary and consumer-protection obligations. These are
San Diego Financial Advisor Matthew Copley Under Investigation by Emerson Equity Read More »
Investigation Launched into Houston Financial Advisor Raphael Fernando Following Multiple Investor Complaints Haselkorn & Thibaut has opened an investigation into Houston-based financial advisor Raphael Fernando (CRD# 4469669) following more than 70 investor complaints filed against him. The national investment fraud law firm is examining allegations of unsuitable investment recommendations and potential misconduct related to real