Investment Fraud Lawyers

Michael Madden, a financial advisor associated with Raymond James & Associates, Inc., is currently facing a pending customer dispute, as reported on his FINRA BrokerCheck record. The claimant alleges that Madden failed to follow her instructions to re-invest dividends from specified securities, which has led to the filing of a complaint with FINRA. The details […]

Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of experience, has opened an investigation into Raymond James & Associates financial advisor Janet Franco Gordon (CRD# 1114409) based in Coral Gables, Florida. If you’ve invested with Ms. Gordon and experienced losses or have concerns about your account management, this information may

Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of experience and a 98% success rate, has opened an investigation into Jeffrey T. Kennedy, a former stockbroker previously associated with Center Street Securities, Inc. in Quincy, Illinois. If you invested with Mr. Kennedy and experienced losses or have concerns about your

Haselkorn & Thibaut has opened an investigation into former Alexandria, Virginia financial advisor Simon Joseph (CRD# 5602157) following recent regulatory sanctions and multiple investor complaints. If you’ve worked with Mr. Joseph during his time at LPL Financial or any of his previous firms, understanding the details of these issues could be important for protecting your

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into former Merrill Lynch financial advisor Aubrey W. Lee Jr. (CRD# 1685532) following his departure from the firm in October 2024. With over three decades of experience in the financial services industry, Lee’s recent exit from Merrill Lynch raises important questions for