Daniel T. Fischer, a financial consultant previously with Four Points Capital Partners, LLC in Melville, New York, appears to be the subject of a December 2017 SEC Complaint alleging that Fischer and another Four Points Capital Partners financial consultant, Zachary S. Berkey, recommended a high cost in-and-out trading strategy that may have been unsuitable for […]
News Report 1/16/18 Read More »
On Sunday, January 7, 2018, the?Palm Beach Daily News?featured an article authored by Partners Matthew Thibaut and Jason Haselkorn. The article was a part of a publication supplement sponsored by the Palm Beach Estate Planning Council. Mr. Thibaut serves as the Chair of the Supplement Committee and Secretary of the Palm Beach Estate Planning Council.
Palm Beach Daily News features article by Matthew Thibaut & Jason Haselkorn Read More »
Jeffrey Wilson, a financial consultant registered with Wells Fargo Clearing Services in Las Cruces, New Mexico, appears to be the subject of one or more customer complaints related to oil and gas investments including energy stocks, master limited partnerships (MLPs) and other investment issues. See FINRA brokercheck. If you are an investor who suffered losses
News Report � 1/8/18 Read More »
Published in the Palm Beach Daily News on January 7, 2018 With financial markets at or near an all-time high level and the 2008/2009 Financial Crisis in the rear-view mirror, many investments and portfolios are performing well. However, certain investments and asset classes have not performed well in recent years and continue to suffer significant
Investment Loss Recovery – What About Unrealized Losses Read More »
Jerry Guttman (d/b/a Guttman Financial Group), a financial consultant previously registered with United Planners Financial Services of America in Phoenix, Arizona, was barred by FINRA relative to allegations involving the possible sales of $7 million worth of membership interests in six different LLC’s that may have been sold to 38 customers. United Planners discharged Guttman
News Report 12/19/17 Read More »