Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Thomas Geissler of Ameritas Investment Company Faces Scrutiny Over Alleged Unsuitable Annuity Recommendations

In a recent development, financial advisor Thomas Geissler of Ameritas Investment Company, LLC (CRD 14869) is facing allegations of recommending unsuitable and high-risk fixed annuities to clients. The complaint, filed as FINRA Arbitration 24-00095, is currently pending resolution and has brought attention to the importance of investor protection and the role of regulatory bodies like […]

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Financial Advisor Lost My Money

Portland Advisor Ali Chehab Faces FINRA Complaint After Merrill Lynch Termination

Haselkorn & Thibaut has opened an investigation into Portland, Oregon financial advisor Ali Chehab following multiple investor complaints and regulatory actions. If you’ve experienced investment losses or unauthorized trading activity with this advisor, understanding the details of these allegations can help you make informed decisions about your next steps. Understanding the Ali Chehab Regulatory Complaint

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Thomas Watts Of Edward Jones Faces Investigation Over Disputed Stock Purchase For Deceased Client’s Estate

Thomas Watts, a broker and investment advisor at Edward Jones, is currently facing allegations relating to the purchase of Standard Lithium, Ltd. stock on behalf of a deceased client’s estate. The claimant, acting as the personal representative of the estate, filed a pending customer dispute on January 22, 2024, as disclosed in Watts‘ FINRA BrokerCheck

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Haselkorn & Thibaut Investigates Brian Pfeiffer of Morgan Stanley Over Alternative Investment Allegations

Brian Pfeiffer, a broker and investment advisor with Morgan Stanley, is currently facing allegations of unsuitability with respect to alternative investments from December 2021 to January 2024. The customer dispute, filed on January 22, 2024, is currently pending resolution. Haselkorn & Thibaut, a national investment fraud law firm, is investigating the advisor and offering free

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James Raia Of Moloney Securities Co. Faces Investigation Over Allegations Of Unsuitability And Negligence

James Raia, a broker with Moloney Securities Co., Inc. (CRD 38535), faced allegations of unsuitability and negligence in a customer dispute filed on January 23, 2024. The complaint, which involved real estate securities, was later withdrawn by the client. Raia refuted the allegations of the initial claims, stating that the client withdrew their complaint. The

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