Financial Advisor Fraud
Merrill Lynch Advisor Marcus Laube Accused Of Unauthorized Liquidation Of Client’s Money Market Fund
Merrill Lynch financial advisor Marcus Laube (CRD#: 2727972) has been accused of unauthorized liquidation of a client’s money market mutual
Financial Advisor Fraud
Peter Rhee Of Cetera Advisors LLC Faces Suitability And Negligence Allegations In Customer Dispute Investigation
Peter Rhee, a broker and investment advisor associated with Cetera Advisors LLC, is facing allegations of suitability, failure to supervise,
Financial Advisor Fraud
Carl Zeidler of Hornor Townsend & Kent Faces Dispute Over Unsuitable 10-Year Surrender Period Extension
Carl Zeidler, a broker previously associated with Hornor, Townsend & Kent, Inc. (CRD 4031) in Pennsylvania from January 3, 1994,
Financial Advisor Fraud
Carlos Gomez of Allstate Financial Services Faces Complaint Over Annuity Switch and Disclosure Practices
In a recent development, a customer has filed a complaint against Carlos Gomez, a registered representative of Allstate Financial Services,