Ladenburg Advisor Amy Furuno Faces $3MM Complaint
Amy Furuno, a broker now working at Lucid Capital Markets, LLC, faces serious claims from a customer. The complaint asks
Marat Likhtenstein Barred By FINRA: Broker Faces Permanent Industry Ban
The financial industry has strict rules to protect investors from fraud. We’ve learned that Marat Likhtenstein barred from working in
Accusations of Misleading Clients: Hornor, Townsend & Kent’s Michael Antalek Under Scrutiny
In a recent development, Michael Antalek, a broker associated with HORNOR, TOWNSEND & KENT, LLC (CRD 4031) in Colorado, has
Dispute Filed Against Broker Bruce Stark at Aegis Capital Over Poor Advice
In a recent development, a customer dispute has been filed against Bruce Stark, a broker associated with Aegis Capital Corp.
Cody Keller Investigation: Allegations, Violations, And Indictments Unveiled
The Cody Keller investigation reveals serious breaches in financial services conduct that affect many investors. We’ve tracked this case closely